Terence N. Morton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terence Neal Morton, who also goes by Terry Morton, was a registered financial professional .
Terence is a previously registered financial professional and started their career in finance in 2002. Terence had worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2023 - September 18, 2024
YOUR CHOICE FINANCIAL LLC
July 22, 2022 - February 9, 2023
REDWOOD PRIVATE WEALTH
December 6, 2019 - July 25, 2022
HORTER INVESTMENT MANAGEMENT, LLC
June 19, 2018 - November 22, 2019
OPPENHEIMER & CO. INC.
June 19, 2018 - November 22, 2019
OPPENHEIMER & CO. INC.
December 1, 2017 - June 13, 2018
WELLS FARGO CLEARING SERVICES, LLC
December 1, 2017 - June 13, 2018
WELLS FARGO CLEARING SERVICES, LLC
March 13, 2006 - November 21, 2017
BMO HARRIS FINANCIAL ADVISORS, INC.
March 13, 2006 - November 21, 2017
BMO HARRIS FINANCIAL ADVISORS, INC.
September 12, 2003 - April 22, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 12, 2003 - April 22, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 29, 2003 - October 3, 2003
FIFTH THIRD SECURITIES, INC.
May 1, 2002 - January 15, 2003
HARRISDIRECT LLC
April 18, 2002 - January 15, 2003
HARRISDIRECT LLC
January 3, 2002 - May 1, 2002
HARRIS INVESTORLINE INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
YOUR CHOICE FINANCIAL LLC
CRD#: 321169 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 185 |
| AUM (Assets Under Management) | $ 36,986,017 |
Red Flags
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