Marian Gill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marian Gill, who also goes by Marian L Gill, Marian Louise Gill, Marian Louise Howard, Marian Howard, was a registered financial professional .
Marian is a previously registered financial professional and started their career in finance in 2004. Marian had worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2021 - September 7, 2022
NATIONWIDE INVESTMENT SERVICES CORPORATION
August 14, 2018 - June 15, 2020
USAA FINANCIAL ADVISORS, INC.
September 30, 2016 - January 3, 2017
CETERA ADVISORS LLC
March 4, 2015 - January 5, 2016
J.P. MORGAN SECURITIES LLC
January 29, 2014 - May 23, 2014
COUNTRY CAPITAL MANAGEMENT COMPANY
January 10, 2011 - December 16, 2013
CHARLES SCHWAB & CO., INC.
January 28, 2008 - January 30, 2009
CENTAURUS FINANCIAL, INC.
October 31, 2005 - June 1, 2006
OSAIC SERVICES, INC.
July 19, 2004 - October 31, 2005
SUNAMERICA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110 / SEC#: , 8-20254
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| AMBROZY, TINA S | PRESIDENT/BOARD DIRECTOR | 3149224 |
| HAWLEY, CRAIG ALAN | BOARD DIRECTOR | 4499105 |
| RABENSTINE, JAMES JAY | CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD DIRECTOR | 5250338 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
