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PS

Pamela B. Schwadron

KENMAR SECURITIES
New York, NY 10022
Some features on this profile are disabled
CRD#: 4447608
PS

Professional summary


Pamela Beth Schwadron, who also goes by Pamela Beth Watson, is a registered financial professional currently at KENMAR SECURITIES, LLC located in New York, New York.

Pamela is registered as a RR (Registered Representative) and started their career in finance in 2001. Pamela has worked at 2 firms and has passed the Series 63, Series 66, SIE, Series 82, Series 3 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Pamela Beth Watson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Pamela Beth Schwadron's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 9, 2015 - Present

KENMAR SECURITIES, LLC

Office #1: 845 Third Avenue, Suite 1703, New York, NY 10022
BD
CRD#: 171793
New York, NY
Past

October 18, 2001 - November 7, 2002

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/19/2019)
RR
Colorado
(9/26/2019)
RR
Florida
(6/26/2015)
RR
Idaho
(8/20/2020)
RR
Iowa
(4/24/2025)
RR
Massachusetts
(11/15/2016)
RR
Nevada
(7/9/2015)
RR
New Jersey
(8/20/2020)
RR
New York
(6/26/2015)
RR
Pennsylvania
(5/2/2016)
RR
Texas
(11/15/2016)
RR
Virginia
(8/20/2020)

Exams


State Security Law Exam
RR
Series 63
Date: 6/26/2015
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 9/24/2001
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 3
Date: 10/22/2001
National Commodity Futures Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


KS
KENMAR SECURITIES, LLC
KENMAR SECURITIES, LLC

CRD#: 171793 / SEC#: , 8-69482

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
845 Third Avenue, Suite 1703, New York, NY 10022
Mailing Address
Po Box 5537, New York, NY 10185-5537
Phone number
(212) 596-3480
Established
Delaware since 03/17/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (34 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
KENMAR OLYMPIA, LLCOWNER
COX, ROBERT CARLENCHIEF COMPLIANCE OFFICER1071103
SPOHR, DAVID KONRADPRINCIPAL FINANCIAL AND OPERATIONS OFFICER1507667

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KENMAR SECURITIES, LLC

CRD#: 171793New York, NY 10022

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