Scott M. Wieczorek
Professional summary
Scott Michael Wieczorek, who also goes by Scott M. Wieczorek, is a registered financial professional currently at CAMBRIDGE INVESTMENT RESEARCH, INC. located in Omaha, Nebraska.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2002. Scott has worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Michael Wieczorek's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 4, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 11640 Arbor St., Ste. 300, Omaha, NE 68144March 17, 2015 - April 8, 2016
ALLSTATE FINANCIAL SERVICES, LLC
November 20, 2008 - July 21, 2014
SECURITIES AMERICA, INC.
August 7, 2007 - June 2, 2008
U.S. BANCORP INVESTMENTS, INC.
November 11, 2004 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
November 11, 2004 - August 7, 2007
MSI FINANCIAL SERVICES, INC.
April 29, 2004 - November 19, 2004
SECURIAN FINANCIAL SERVICES, INC.
April 24, 2002 - May 9, 2002
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
April 24, 2002 - May 9, 2002
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/4/2016)
Exams
FINRA
Current Firm
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543 / SEC#: , 8-48740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BELL, COLLEEN MCGUIRE | PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR | 5077188 |
| BOEN, RYAN | EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER | 7842316 |
| KUHLMAN, RICHARD HENRY | SVP, CHIEF LEGAL OFFICER | 7076563 |
| MILLER, SETH AARON | PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR | 5495508 |
| ROBBINS, TAMMY ANN | EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER | 3125668 |
| ROLLINS, EDDIE THOMAS | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | 1523500 |
| SHAFER, ANDREA LYNN | EVP, CHIEF SUPERVISION OFFICER | 5448499 |
| STONE, CARLA JEAN | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | 3193985 |
| TURNER, GREGORY WALTER | EVP, CONSULTING SERVICES | 3144311 |
| VEST, VALARIE KNOBLOCK | EVP, CHIEF EXPERIENCE OFFICER | 3074142 |
| VIVACQUA, JEFFREY FRANCIS | PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR | 2608892 |
| WEBBER, AMY LYNN | CEO, SECRETARY; DIRECTOR | 1812670 |
| YOUHN, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 1414691 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
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Company Information
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543Omaha, NE 68144TRUST BUT VERIFY
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