GD
George C. Dallas
CENTAURUS FINANCIAL
Pottstown, PA 19464
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CRD#: 4447292
GD
Professional summary
George Christopher Dallas, AIF®, who also goes by Chris Dallas, Christopher Dallas, G Christopher Dallas, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Pottstown, Pennsylvania.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. George has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Dallas | Christopher Dallas | G Christopher Dallas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: SELLS FIXED LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE; 2. DBA - AEGIS RISK ADVISORS, OWNER AND PRESIDENT, SELL INSURANCE PRODUCTS, CONSHOHOCKEN, PA. 3. NAME OF OTHER BUSINESS: G. CHRISTOPHER DALLAS, INVESTMENT RELATED: NO, NATURE OF BUSINESS: PROPERTY RENTAL OF HOME, POSITION/TITLE/RELATIONSHIP: OWNER, START DATE: 11/2011, APPROX NUMBER OF HOURS PER MONTH: 1, BRIEF DESCRIPTION OF DUTIES: OWNERSHIP DUTIES OF PROPERTY RENTAL; 4. NAME OF OTHER BUSINESS: AEGIS FINANCIAL ADVISORS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED ADDRESS, NATURE OF BUSINESS: INSURANCE AND FINANCIAL SERVICES, POSITION/TITLE/RELATIONSHIP: PRESIDENT, APPROXIMATE NUMBER OF HOURS DEVOTED TO THIS ACTIVITY PER WEEK: 40+ HOURS PER WEEK, BRIEF DESCRIPTION OF DUTIES: RECOMMENDATION OF INSURANCE AND FINANCIAL PRODUCTS;
CRS (Client Relationship Summary) - RIA
Click below to view George Christopher Dallas's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view George Christopher Dallas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 9, 2020 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 2047 E. High Street, Pottstown, PA 19464RIA
BD
CRD#: 30833
Pottstown, PA
Current
November 9, 2020 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 2047 E. High Street, Pottstown, PA 19464RIA
BD
CRD#: 30833
Pottstown, PA
Past
June 5, 2008 - November 13, 2020
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
BLUE BELL, PA
Past
June 4, 2008 - November 13, 2020
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
BLUE BELL, PA
Past
April 5, 2006 - June 6, 2008
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
CONSHOHOCKEN, PA
Past
December 14, 2005 - June 6, 2008
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
CONSHOHOCKEN, PA
Past
August 5, 2002 - December 12, 2005
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
BALA CYNWYD, PA
Past
August 5, 2002 - December 12, 2005
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
June 20, 2002 - August 13, 2002
RAMPART FINANCIAL SERVICES, INC.
BD
CRD#: 43294
DOYLESTOWN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(1/2/2025)
IAR
Delaware(1/7/2025)
RR
Florida(5/1/2023)
IAR
Florida(8/29/2023)
RR
New Jersey(11/9/2020)
IAR
New Jersey(11/10/2020)
IAR
North Carolina(2/26/2025)
RR
Pennsylvania(11/9/2020)
IAR
Pennsylvania(11/9/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CENTAURUS FINANCIAL, INC.
CRD#: 30833Pottstown, PA 19464TRUST BUT VERIFY
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