Jason S. Hoeltzel

KISSLING FINANCIAL SERVICES

NEW CASTLE, PA 16102

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CRD#: 4446833

Professional summary

Jason Scott Hoeltzel is a registered financial advisor currently at KISSLING FINANCIAL SERVICES, LLC located in New Castle, Pennsylvania.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jason has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Scott Hoeltzel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 28, 2025 - Present

KISSLING FINANCIAL SERVICES, LLC

Office #1: 5117 Erie Street, New Castle, PA 16102

RIA

CRD#: 299531

NEW CASTLE, PA

Past

June 11, 2024 - January 13, 2025

FOUNDATIONS INVESTMENT ADVISORS LLC

RIA

CRD#: 175083

Zelienople, PA

Past

November 24, 2020 - April 19, 2024

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

Canonsburg, PA

Past

April 9, 2019 - April 19, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

Canonsburg, PA

Past

June 15, 2016 - January 22, 2019

PARK AVENUE SECURITIES LLC

CRD#: 46173

PITTSBURGH, PA

Past

August 26, 2004 - December 31, 2008

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Past

October 14, 2002 - October 28, 2002

LADENBURG CAPITAL MANAGEMENT INC.

CRD#: 14623

BETHPAGE, NY

Past

January 2, 2002 - June 19, 2002

LADENBURG CAPITAL MANAGEMENT INC.

CRD#: 14623

BETHPAGE, NY

Past

October 12, 2001 - January 2, 2002

LADENBURG THALMANN & CO. INC.

CRD#: 505

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KISSLING FINANCIAL SERVICES, LLC

CRD#: 299531 / SEC#: 801-131147

RIA

Registered Investment Advisory firm - (9/19/2024 Approved)

Colorado

Registered Investment Advisory firm - (9/24/2024 Terminated)

Florida

Registered Investment Advisory firm - (9/23/2024 Terminated)

Ohio

Registered Investment Advisory firm - (9/23/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (9/27/2024 Terminated)

Washington

Registered Investment Advisory firm - (11/18/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(2/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/17/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/8/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/14/2016

General Securities Representative Examination

Current Firm

KISSLING FINANCIAL SERVICES, LLC

CRD#: 299531 / SEC#: 801-131147

RIA

Registered Investment Advisory firm - (9/19/2024 Approved)

Colorado

Registered Investment Advisory firm - (9/24/2024 Terminated)

Florida

Registered Investment Advisory firm - (9/23/2024 Terminated)

Ohio

Registered Investment Advisory firm - (9/23/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (9/27/2024 Terminated)

Washington

Registered Investment Advisory firm - (11/18/2024 Terminated)

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Contact information

Main Address

5117 Erie Street, New Castle, PA 16102

Mailing Address

9173 Route 30, Irwin, PA 15642

Phone number

(724) 667-1617

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KISSLING FINANCIAL SERVICES, LLC BROCHURE (12/8/2025)

Regulatory assets under management

Total Number of Accounts	1,109
AUM (Assets Under Management)	$ 112,845,666

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason S. Hoeltzel

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Scott Hoeltzel's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOUNDATIONS INVESTMENT ADVISORS LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

PARK AVENUE SECURITIES LLC

PFS INVESTMENTS INC.

LADENBURG CAPITAL MANAGEMENT INC.

LADENBURG CAPITAL MANAGEMENT INC.

LADENBURG THALMANN & CO. INC.

Primary Firm SEC Registration

KISSLING FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/17/2020

Series 63

Date: 5/8/2019

SIE

Date: 10/1/2018

Series 7

Date: 6/14/2016

Current Firm

KISSLING FINANCIAL SERVICES, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KISSLING FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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