Albert A. Lorenzi
Professional summary
Albert A Lorenzi III, who also goes by Al Lorenzi, Albert A Lorenzi III, Albert A Lorenzi, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Albert is registered as a RR (Registered Representative) and started their career in finance in 2001. Albert has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Albert A Lorenzi III's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 13, 2015 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 23, 2007 - October 12, 2015
VOYA FINANCIAL ADVISORS, INC.
December 19, 2001 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
December 19, 2001 - December 2, 2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/9/2021)
(7/31/2020)
(10/13/2015)
(10/18/2022)
(10/2/2025)
(2/14/2024)
(1/19/2022)
(3/12/2021)
(2/10/2023)
(8/30/2022)
(1/29/2021)
(5/23/2023)
(8/9/2019)
(1/3/2022)
(5/10/2022)
(10/13/2015)
(2/14/2024)
(4/4/2019)
(3/26/2025)
(11/5/2024)
(9/28/2017)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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