SG
Scott Gola
TRUIST ADVISORY SERVICES
WYOMISSING, PA 19610
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CRD#: 4446620
SG
Professional summary
Scott Gola is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Wyomissing, Pennsylvania and TRUIST INVESTMENT SERVICES, INC. located in Hazleton, Pennsylvania.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Scott has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
UNITED EVANGELICAL 01/01/2013 DENVER/PENNSYLVANIA TREASURER 15 HOURS A WEEK.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Gola's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1340 Broadcasting Rd Fl 3, Wyomissing, PA 19610RIA
CRD#: 283390
WYOMISSING, PA
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 12 East Broad Street, Hazleton, PA 18201Office #2: 1340 Broadcasting Rd Fl 3, Wyomissing, PA 19610Office #3: 9 N Centre St, Pottsville, PA 17901Office #4: 2796 Old Post Rd, Harrisburg, PA 17110Office #5: 345 Laurel Mall Store E, Hazle Township, PA 18202Office #6: 653 State Route 93 Ste 5, Conyngham, PA 18219Office #7: 13 S Market St, Elizabethville, PA 17023Office #8: 3679 Peters Mountain Rd, Halifax, PA 17032Office #9: 8190 Derry St, Harrisburg, PA 17111Office #10: 5060 Jonestown Rd, Harrisburg, PA 17112BD
CRD#: 17499
Hazleton, PA
Past
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
September 27, 2016 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
BERNVILLE, PA
Past
July 13, 2016 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
BERNVILLE, PA
Past
April 22, 2009 - July 12, 2016
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
BERNVILLE, PA
Past
May 27, 2008 - April 22, 2009
LPL FINANCIAL LLC
BD
CRD#: 6413
ROBESONIA, PA
Past
August 25, 2003 - May 27, 2008
IFMG SECURITIES, INC.
BD
CRD#: 14416
ROBESONIA, PA
Past
October 23, 2001 - September 6, 2002
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/17/2021)
RR
Arkansas(10/2/2024)
RR
California(2/17/2021)
RR
Colorado(2/17/2021)
RR
Connecticut(2/17/2021)
RR
Delaware(2/17/2021)
RR
District of Columbia(3/1/2024)
RR
Florida(2/17/2021)
RR
Georgia(2/17/2021)
RR
Idaho(3/1/2024)
RR
Illinois(3/1/2024)
RR
Indiana(2/17/2021)
RR
Iowa(7/18/2022)
RR
Kansas(3/1/2024)
RR
Kentucky(2/17/2021)
RR
Louisiana(2/17/2021)
RR
Maine(2/17/2021)
RR
Maryland(2/17/2021)
RR
Massachusetts(2/17/2021)
RR
Michigan(2/17/2021)
RR
Minnesota(3/1/2024)
RR
Missouri(2/17/2021)
RR
Montana(2/17/2021)
RR
Nevada(2/17/2021)
RR
New Hampshire(2/17/2021)
RR
New Jersey(2/17/2021)
RR
New Mexico(3/1/2024)
RR
New York(2/17/2021)
RR
North Carolina(2/17/2021)
RR
Ohio(2/17/2021)
RR
Oregon(2/17/2021)
RR
Pennsylvania(2/17/2021)
IAR
Pennsylvania(2/17/2021)
RR
Rhode Island(3/1/2024)
RR
South Carolina(10/11/2022)
RR
Tennessee(3/1/2024)
RR
Texas(2/17/2021)
RR
Utah(3/1/2024)
RR
Vermont(2/17/2021)
RR
Virginia(2/17/2021)
RR
Washington(9/7/2023)
RR
West Virginia(10/11/2022)
RR
Wisconsin(9/7/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Wyomissing, PA 19610TRUST BUT VERIFY
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