Phillip P. Borup
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Phillip Peter Borup was a registered financial advisor .
Phillip is a previously registered financial advisor and started their career in finance in 2002. Phillip had worked at 2 firms and has passed the Series 66, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2006 - December 31, 2009
STONEHURST SECURITIES, INC.
March 23, 2006 - December 31, 2009
STONEHURST SECURITIES, INC.
December 5, 2002 - May 13, 2005
BRECEK & YOUNG ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
STONEHURST SECURITIES, INC.
CRD#: 138218 / SEC#: , 8-67153
Contact information
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
