Susan C. Condelli
Professional summary
Susan Case Condelli, who also goes by Susan Case Condelli, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in New York City, New York and FIDELITY BROKERAGE SERVICES LLC located in New York City, New York.
Susan is registered as a RR (Registered Representative) and started their career in finance in 2002. Susan has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Susan Case Condelli's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 23, 2019 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 640 Fifth Avenue, New York City, NY 10019October 10, 2024 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 640 Fifth Avenue, New York City, NY 10019June 30, 2017 - February 8, 2018
FIDELITY BROKERAGE SERVICES LLC
September 19, 2011 - February 23, 2016
AST INVESTOR SERVICES LLC
April 27, 2004 - July 26, 2011
NATIONAL FINANCIAL SERVICES LLC
February 24, 2003 - June 19, 2003
J.P. MORGAN SECURITIES LLC
March 25, 2002 - February 18, 2003
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/10/2025)
Exams
Cboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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