DJ
Deatrice Johnson
NORTHWEST FINANCIAL ADVISORS LLC
Herndon, VA 20170
Some features on this profile are disabled
CRD#: 4445977
DJ
Professional summary
Deatrice Johnson, who also goes by Deatrice Mechelle Johnson, is a registered financial advisor currently at NORTHWEST FINANCIAL ADVISORS LLC located in Herndon, Virginia and LPL FINANCIAL LLC located in Herndon, Virginia.
Deatrice is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Deatrice has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Deatrice Mechelle Johnson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 9/11/2018 - Northwest Financial Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - ADMIN. - Start Date: 09/12/2016 - 80 Hours Per Month/80 Hours During Securities Trading - I provide administrative services through Northwest Financial Advisors., an independent investment advisor firm. I started this business activity in Jan 2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2) 11/5/2019 - Northwest Financial Advisors, LLC - Investment Related - DBA for LPL Business (entity for LPL business).
CRS (Client Relationship Summary) - RIA
Click below to view Deatrice Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 30, 2020 - Present
NORTHWEST FINANCIAL ADVISORS LLC
Office #1: 200 Spring Street Suite 120, Herndon, VA 20170RIA
CRD#: 166769
Herndon, VA
Current
October 26, 2016 - Present
LPL FINANCIAL LLC
Office #1: 200 Spring Street, Ste 120, Herndon, VA 20170RIA
BD
CRD#: 6413
Herndon, VA
Past
November 21, 2013 - January 2, 2015
NYLIFE SECURITIES LLC
BD
CRD#: 5167
BETHESDA, MD
Past
August 11, 2011 - October 2, 2012
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
WASHINGTON, DC
Past
November 5, 2008 - December 31, 2010
MISSIONSQUARE INVESTMENT SERVICES
BD
CRD#: 23189
WASHINGTON, DC
Past
March 19, 2002 - October 14, 2008
VOYA RETIREMENT ADVISORS, LLC
BD
CRD#: 3989
QUINCY, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NORTHWEST FINANCIAL ADVISORS LLC
NORTHWEST FINANCIAL ADVISORS LLC
CRD#: 166769 / SEC#: 801-77994
RIA
Registered Investment Advisory firm - (6/3/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/12/2023)
RR
California(1/12/2023)
RR
Colorado(12/19/2024)
RR
Delaware(10/7/2024)
RR
District of Columbia(1/12/2023)
RR
Florida(1/12/2023)
RR
Indiana(6/21/2024)
RR
Kentucky(11/18/2024)
RR
Maryland(1/12/2023)
RR
Minnesota(7/10/2024)
RR
Missouri(9/30/2024)
RR
Nevada(11/7/2024)
RR
New Jersey(3/22/2024)
RR
North Carolina(1/12/2023)
RR
Oklahoma(2/16/2024)
RR
Pennsylvania(1/12/2023)
RR
South Carolina(1/12/2023)
RR
South Dakota(4/2/2024)
RR
Tennessee(10/28/2024)
RR
Texas(1/12/2023)
RR
Utah(4/10/2025)
RR
Virginia(10/26/2016)
IAR
Virginia(10/30/2020)
RR
West Virginia(1/12/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NORTHWEST FINANCIAL ADVISORS LLC
NORTHWEST FINANCIAL ADVISORS LLC
CRD#: 166769 / SEC#: 801-77994
RIA
Registered Investment Advisory firm - (6/3/2013 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
200 Spring Street Suite 120, Herndon, VA 20170
Mailing Address
Phone number
(703) 810-1072
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,896 |
| AUM (Assets Under Management) | $ 1,924,736,060 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
