Stefan J. Garcia

LIFETIME FINANCIAL ADVISORS LLC

Wooster, OH 44691

Some features on this profile are disabled

CRD#: 4445746

Professional summary

Stefan Joaquin Garcia, CFP® is a registered financial advisor currently at LIFETIME FINANCIAL ADVISORS LLC located in Wooster, Ohio and THE O.N. EQUITY SALES COMPANY located in Wooster, Ohio.

Stefan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Stefan has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) LIFETIME FINANCIAL ADVISORS; YES INVESTMENT RELATED; 2285 EAGLE PASS SUITE C WOOSTER OH 44691; RIA INVESTMENT ADVISORY; PRESIDENT; 07/01/05-CURRENT; 20-30 HOURS/MONTH(30 DURING SECURITIES TRADING); INVESTMENT ADVISORY, PORTFORLIO MONITORING & CLIENT, RETIREMENT PLAN DESIGN. 2) Community Crossroads; not investment related; 104 Sprite St Wooster OH 44691; real estate holding co for one eighty non-profit providing addiction svce, mental healt 3) Friends of vulture knob; not investment related; 1531 Arthur Dr. Wooster OH 44691; mountain bike trail non-profit; treasurer; 01/01/2016; treasurer pay bills, trail maintenance; 2 hours/month (1/2 hours during security hours); pay bills, manage deposits & revenues from rentals and fundraising activities and help with trail maintenance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stefan Joaquin Garcia's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

March 25, 2005 - Present

LIFETIME FINANCIAL ADVISORS LLC

Office #1: 2363 Eagle Pass, Suite C, Wooster, OH 44691Office #2: 2285 Eagle Pass Suite C, Wooster, OH 44691

RIA

CRD#: 134561

Wooster, OH

Current

September 5, 2001 - Present

THE O.N. EQUITY SALES COMPANY

Office #1: 2285 Eagle Pass Suite C, Wooster, OH 44691

CRD#: 2936

Wooster, OH

Past

June 4, 2002 - December 31, 2005

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

WOOSTER, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(3/27/2013)

Iowa
(1/24/2025)

New Mexico
(1/15/2021)

Ohio
(9/5/2001)

IAR

Ohio
(3/25/2005)

South Carolina
(8/30/2022)

Wisconsin
(2/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/20/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/4/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LIFETIME FINANCIAL ADVISORS LLC

LIFETIME FINANCIAL ADVISORS LLC | MONITOR WEALTH GROUP | LIFETIME FINANCIAL ADVISORS, LLC

CRD#: 134561 / SEC#:

Ohio

Registered Investment Advisory firm - (3/17/2005 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2285 Eagle Pass Suite C, Wooster, OH 44691

Mailing Address

Phone number

(330) 264-8580

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	25
AUM (Assets Under Management)	$ 35,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Dubin

LPL FINANCIAL LLC

IAR

Valley, NY

Eric Berner

LPL FINANCIAL LLC

IAR

HENDERSONVILLE, TN

Spencer Carpenter Iv

TRUIST ADVISORY SERVICES, INC.

IAR

WEST PALM BEACH, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Stefan J. Garcia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stefan Joaquin Garcia's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIFETIME FINANCIAL ADVISORS LLC

THE O.N. EQUITY SALES COMPANY

ON INVESTMENT MANAGEMENT CO

State Registrations and Notice Filings

Exams

Series 66

Date: 12/20/2001

SIE

Date: 10/1/2018

Series 7

Date: 9/4/2001

FINRA

Current Firm

LIFETIME FINANCIAL ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LIFETIME FINANCIAL ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors