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Stefan Joaquin Garcia

Stefan J. Garcia

LIFETIME FINANCIAL ADVISORS LLC
Wooster, OH 44691
Some features on this profile are disabled
CRD#: 4445746
Stefan Joaquin Garcia

Professional summary

Stefan Joaquin Garcia, CFP® is a registered financial advisor currently at LIFETIME FINANCIAL ADVISORS LLC located in Wooster, Ohio and THE O.N. EQUITY SALES COMPANY located in Wooster, Ohio.

Stefan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Stefan has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stefan Joaquin Garcia's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2005

Experience

Current

March 25, 2005 - Present

LIFETIME FINANCIAL ADVISORS LLC

Office #1: 2363 Eagle Pass, Suite C, Wooster, OH 44691Office #2: 2285 Eagle Pass Suite C, Wooster, OH 44691
RIA
CRD#: 134561
Wooster, OH
Current

September 5, 2001 - Present

THE O.N. EQUITY SALES COMPANY

Office #1: 2285 Eagle Pass Suite C, Wooster, OH 44691
BD
CRD#: 2936
Wooster, OH
Past

June 4, 2002 - December 31, 2005

ON INVESTMENT MANAGEMENT CO

RIA
CRD#: 105662
WOOSTER, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(3/27/2013)
RR
Iowa
(1/24/2025)
RR
New Mexico
(1/15/2021)
RR
Ohio
(9/5/2001)
IAR
Ohio
(3/25/2005)
RR
South Carolina
(8/30/2022)
RR
Wisconsin
(2/3/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/20/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/4/2001
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

LF
LIFETIME FINANCIAL ADVISORS LLC
LIFETIME FINANCIAL ADVISORS LLC | MONITOR WEALTH GROUP | LIFETIME FINANCIAL ADVISORS, LLC

CRD#: 134561 / SEC#:

Ohio
Registered Investment Advisory firm - (3/17/2005 Approved)
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Contact information

Main Address
2285 Eagle Pass Suite C, Wooster, OH 44691
Mailing Address
Phone number
(330) 264-8580
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts25
AUM (Assets Under Management)$ 35,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LIFETIME FINANCIAL ADVISORS LLC

CRD#: 134561Wooster, OH 44691

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