JS
James B. Spiers
TLG ADVISORS
Tampa, FL 33618
Some features on this profile are disabled
CRD#: 4445728
JS
Professional summary
James Brennan Spiers is a registered financial advisor currently at TLG ADVISORS, INC. located in Tampa, Florida and THE LEADERS GROUP, INC. located in Tampa, Florida.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. James has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) ALLIANCE FINANCIAL GROUP - 5/30/2019 - 10114 Glenstone Circle Highlands Ranch, CO 80130 - Advisor, financial services, securities, Invt Rel, 20 hrs/mo; 110 hrs/mo (during trading hours). 2.) ALLIANCE INSURANCE GROUP - DBA - 1/1/2012 - 7910 Ralston Road Arvada, CO 80002 - Agent, broker, group health benefits, fixed insurance, Not Invt Rel, 25 hrs/mo; 25 hrs/mo (during trading hours). 3.) CRUMP - 7/1/2009 - 280 South 400 West, Ste 100 Salt Lake City, UT 84101 - Broker, sell fixed life insurance products, write fixed life insurance with crump, Not Invt Rel, 20 hrs/mo; 20 hrs/mo (during trading hours). 4.) JBS COMPANIES, LLC - 1/18/2019 - 10114 Glenstone Circle Highlands Ranch CO 80130 - Owner, money solely flows thought for tax purposes, shell s-corp for tax purposes, Not Invt Rel, 0 hrs/mo; 0 hrs/mo (during trading hours). 5.) TLG ADVISORS, INC - 2/6/2020 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo; 10 hrs/mo (during trading hours).
CRS (Client Relationship Summary) - RIA
Click below to view James Brennan Spiers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 6, 2020 - Present
TLG ADVISORS, INC.
Office #1: 14502 N Dale Mabry Hwy, Suite 200-134, Tampa, FL 33618RIA
CRD#: 111052
Tampa, FL
Current
April 1, 2016 - Present
THE LEADERS GROUP, INC.
Office #1: 14502 N Dale Mabry Hwy, Suite 200-134, Tampa, FL 33618BD
CRD#: 37157
Tampa, FL
Past
November 14, 2014 - April 1, 2016
SECURITIES AMERICA, INC.
BD
CRD#: 10205
WESTMINSTER, CO
Past
April 6, 2010 - November 14, 2014
SUNSET FINANCIAL SERVICES, INC.
BD
CRD#: 3538
WESTMINSTER, CO
Past
July 1, 2009 - March 30, 2010
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
LITTLETON, CO
Past
October 15, 2001 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
GREENWOOD VILLAGE, CO
Past
October 15, 2001 - July 9, 2009
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
GREENWOOD VILLAGE, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
Registered Investment Advisory firm - (8/6/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/2/2022)
RR
Colorado(4/1/2016)
IAR
Colorado(2/6/2020)
IAR
Florida(10/15/2021)
RR
Indiana(5/20/2020)
RR
North Dakota(1/31/2022)
RR
Wyoming(2/3/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
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Contact information
Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
Phone number
(888) 371-0013
Established
Firm type
Fiscal year end
# of Employees
280
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TLG ADVISORS, INC.
CRD#: 111052Tampa, FL 33618TRUST BUT VERIFY
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