Lee W. Hollingsworth

AMERICAN WEALTH MANAGEMENT

ALPHARETTA, GA 30005

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CRD#: 4445535

Professional summary

Lee Wright Hollingsworth is a registered financial advisor currently at AMERICAN WEALTH MANAGEMENT, INC. located in Alpharetta, Georgia and HOLLINGSWORTH, LEE W located in Roswell, Georgia.

Lee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Lee has worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Non-securities insurance agent part-time 1/hr mo. Sole Proprietor. Author, non-securities material. Non-investment business accounting, admin consulting to one Roswell, Ga excursion company with fishing lodges overseas.1 hr/mo. Sole Proprietor. No investment clients/business

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lee Wright Hollingsworth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 9, 2005 - Present

AMERICAN WEALTH MANAGEMENT, INC.

Office #1: 3480 Preston Ridge Road Suite 500, Alpharetta, GA 30005

RIA

CRD#: 25536

ALPHARETTA, GA

Current

April 2, 2024 - Present

HOLLINGSWORTH, LEE W

Office #1: 1560 Warsaw Rd Suite 100, Roswell, GA 30076

RIA

CRD#: 300489

Roswell, GA

Past

July 29, 2020 - December 31, 2023

HOLLINGSWORTH, LEE W

RIA

CRD#: 300489

ROSWELL, GA

Past

June 7, 2005 - November 5, 2024

AMERICAN WEALTH MANAGEMENT, INC.

CRD#: 25536

Roswell, GA

Past

June 15, 2004 - June 9, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

ROSWELL, GA

Past

May 12, 2004 - June 9, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

February 6, 2003 - April 29, 2004

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

ALPHARETTA, GA

Past

October 5, 2001 - April 29, 2004

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERICAN WEALTH MANAGEMENT, INC.

CRD#: 25536 / SEC#: 801-66163, 8-41807

RIA

Registered Investment Advisory firm - SEC (1/30/2006 Approved)

Arizona

Registered Investment Advisory firm - SEC (11/28/2023 Terminated)

Florida

Registered Investment Advisory firm - SEC (2/27/2006 Terminated)

Georgia

Registered Investment Advisory firm - SEC (2/27/2006 Terminated)

Texas

Registered Investment Advisory firm - SEC (2/27/2006 Terminated)

Terminated by SEC on 12/02/2024

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(12/15/2022)

IAR

Florida
(12/16/2022)

IAR

Georgia
(6/9/2005)

IAR

North Carolina
(12/12/2024)

IAR

South Carolina
(1/15/2025)

IAR

Texas
(12/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/22/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/23/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/4/2001

General Securities Representative Examination

Current Firm

AMERICAN WEALTH MANAGEMENT, INC.

CRD#: 25536 / SEC#: 801-66163, 8-41807

RIA

Registered Investment Advisory firm - SEC (1/30/2006 Approved)

Arizona

Registered Investment Advisory firm - SEC (11/28/2023 Terminated)

Florida

Registered Investment Advisory firm - SEC (2/27/2006 Terminated)

Georgia

Registered Investment Advisory firm - SEC (2/27/2006 Terminated)

Texas

Registered Investment Advisory firm - SEC (2/27/2006 Terminated)

Terminated by SEC on 12/02/2024

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Contact information

Main Address

3480 Preston Ridge Road Suite 500, Alpharetta, GA 30005

Mailing Address

Phone number

(770) 392-8741

Established

Georgia since 11/21/1989

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AMERICAN WEALTH MANAGEMENT, INC. (10/1/2025)

Direct owners and executive officers

Name	Position	CRD#
BORZELLO, JEROME AUGUST	CHIEF COMPLIANCE OFFICER/PRES./CFO	801913
BORZELLO, GAVIN MATTHEW	CHIEF AML OFFICER	3242246

Regulatory assets under management

Total Number of Accounts	1,219
AUM (Assets Under Management)	$ 309,865,000

Disclosures

Regulatory Event	6
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lee W. Hollingsworth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lee Wright Hollingsworth's CRS (Customer Relationship Summary).

Certified licenses

Experience

HOLLINGSWORTH, LEE W

HOLLINGSWORTH, LEE W

AMERICAN WEALTH MANAGEMENT, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

AMERICAN WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/22/2001

SIE

Date: 10/1/2018

Series 31

Date: 10/23/2001

Series 7

Date: 10/4/2001

Current Firm

AMERICAN WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

AMERICAN WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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