Benedict N. Fung
Professional summary
Benedict Ngai Chi Fung, who also goes by Benedict Fung, is a registered financial professional currently at SANTANDER US CAPITAL MARKETS LLC located in New York, New York.
Benedict is registered as a RR (Registered Representative) and started their career in finance in 2007. Benedict has worked at 2 firms and has passed the Series 99TO, SIE, Series 55, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benedict Ngai Chi Fung's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 25, 2024 - Present
SANTANDER US CAPITAL MARKETS LLC
Office #1: 200 Liberty Street 17th Floor, New York, NY 10281May 15, 2007 - March 27, 2012
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 3/26/2024
Operations Professional ExaminationSeries 55
Date: 12/17/2011
Limited Representative-Equity Trader ExamFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
SANTANDER US CAPITAL MARKETS LLC
CRD#: 150696 / SEC#: , 8-68282
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS LLC | SOLE MEMBER | |
| LANE, JASON DEARMOND | CHIEF COMPLIANCE OFFICER | 2671708 |
| PACHECO, MERCEDES MARIA | CHIEF LEGAL OFFICER | 2909083 |
| PRIETO-MORENO, GERARDO | PRINCIPAL OPERATIONS OFFICER | 7295411 |
| SANTANGELO, MICHAEL JOHN | CFO | 4705334 |
| VITALE, PAUL N | FINOP, PRINCIPAL FINANCIAL OFFICER | 5909566 |
| WALSH, JOSEPH NORTON III | CEO | 2804671 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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