Michael Kaufman
Professional summary
Michael Kaufman, who also goes by Michael Elias Kaufman, is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2002. Michael has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Kaufman's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 7, 2025 - Present
APOLLO GLOBAL SECURITIES, LLC
Office #1: 300 Park Avenue 17th Floor, New York, NY 10022May 20, 2013 - June 10, 2022
J.P. MORGAN SECURITIES LLC
May 22, 2007 - June 8, 2011
SANFORD C. BERNSTEIN & CO., LLC
February 7, 2007 - May 21, 2007
SAPENO INC.
January 14, 2002 - February 12, 2002
RUMSON CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/7/2025)
Exams
FINRA
Current Firm
APOLLO GLOBAL SECURITIES, LLC
CRD#: 153502 / SEC#: , 8-68542
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APOLLO GLOBAL SECURITIES INTERMEDIATE, L.P. | SOLE MEMBER | |
| CHATTERJEE, WHITNEY A | MEMBER BOARD OFMANAGERS | 7874808 |
| DRESCHER, STEPHANIE | HEAD OF MARKETING | 3055145 |
| LEVY, YAEL KENAN | CHIEF COMPLIANCE OFFICER | 4435788 |
| NEEDLEMAN, ERIC DAVID | PRESIDENT | 2773431 |
| TREBING, ADAM P | MEMBER BOARD OF MANAGERS | 5828238 |
| TREBING, ADAM P | CFO / FINOP / PFO / POO | 5828238 |
Red Flags
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