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DP

Desiree L. Pinheiro

VIEWTRADE SECURITIES
Oklahoma City, OK
Some features on this profile are disabled
CRD#: 4444808
DP

Professional summary


Desiree Lee Pinheiro, who also goes by Desi Russell, Desiree L Russell, Desiree Lee Russell, Desiree Lee Russell Pinheiro, is a registered financial professional currently at VIEWTRADE SECURITIES, INC. located in Oklahoma City, Oklahoma.

Desiree is registered as a RR (Registered Representative) and started their career in finance in 2001. Desiree has worked at 8 firms and has passed the Series 63, Series 65, Series 57TO, SIE, Series 7, Series 55, Series 99, Series 62, Series 11, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Desi Russell | Desiree L Russell | Desiree Lee Russell | Desiree Lee Russell Pinheiro

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Desiree Lee Pinheiro's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 11, 2018 - Present

VIEWTRADE SECURITIES, INC.

BD
CRD#: 46987
Oklahoma City, OK
Past

November 5, 2014 - September 21, 2018

ARCA CAPITAL INVESTMENTS, INC.

BD
CRD#: 109819
MIAMI, FL
Past

July 3, 2013 - October 31, 2014

VECTORGLOBAL WMG

BD
CRD#: 32396
MIAMI, FL
Past

December 7, 2012 - June 26, 2013

VFINANCE INVESTMENTS, INC

BD
CRD#: 44962
BOCA RATON, FL
Past

February 19, 2008 - July 13, 2010

VFINANCE INVESTMENTS, INC

BD
CRD#: 44962
BOCA RATON, FL
Past

September 12, 2005 - December 18, 2012

EQUITY STATION, INC.

BD
CRD#: 103620
BOCA RATON, FL
Past

August 31, 2005 - September 12, 2005

VFINANCE INVESTMENTS, INC

BD
CRD#: 44962
BOCA RATON, FL
Past

January 1, 2005 - August 31, 2005

CAPITAL GROWTH FINANCIAL, LLC

BD
CRD#: 41040
BOCA RATON, FL
Past

November 6, 2001 - January 28, 2002

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

November 6, 2001 - January 28, 2002

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(10/15/2019)
RR
Oklahoma
(9/11/2018)

Exams


State Security Law Exam
RR
Series 63
Date: 9/20/2014
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 3/28/2013
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 12/31/2014
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 99
Date: 8/24/2012
Operations Professional Examination
General Industry/Product Exam
RR
Series 62
Date: 8/7/2008
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
Series 11
Date: 12/30/2004
Assistant Representative-Order Processing Qualification Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


VS
VIEWTRADE SECURITIES, INC.
VIEWTRADE SECURITIES LLC | VIEWTRADE SECURITIES, INC.

CRD#: 46987 / SEC#: , 8-51605

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
7280 W. Palmetto Park Rd. Suite 310, Boca Raton, FL 33433
Mailing Address
7280 W. Palmetto Park Rd. Suite 310, Boca Raton, FL 33433
Phone number
(561) 620-0306
Established
Delaware since 03/17/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
VIEWTRADE HOLDING CORPORATIONSHAREHOLDER
DEIHL, MEGAN KOCZAKCHIEF FINANCIAL OFFICER2895988
FORD, MARK ALANCHIEF COMPLIANCE OFFICER1913958
PINHEIRO, DESIREE LEECHIEF OPERATIONS OFFICER4444808
ROSEN, STEVEN ALLENSROP1428637
STCLAIR, JAMES JOSEPH JRPRESIDENT1550599

Disclosures


Regulatory Event18
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VIEWTRADE SECURITIES, INC.

CRD#: 46987Oklahoma City, OK

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