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CRD#: 46987
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

VIEWTRADE SECURITIES, INC. is located at 7280 W. Palmetto Park Rd. Suite 310, Boca Raton, FL 33433 and was first established at Florida, Delaware in 03/17/2000. After operating for 26 years, VIEWTRADE SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of VIEWTRADE SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. VIEWTRADE SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at VIEWTRADE SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 19 disclosures, 18 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access VIEWTRADE SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at VIEWTRADE SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for VIEWTRADE SECURITIES, INC. Comes From

Understanding the Statistics for VIEWTRADE SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
18
Arbitration
1

FIRM INFORMATION

Main Address
7280 W. Palmetto Park Rd. Suite 310, Boca Raton, FL 33433
Mailing Address
7280 W. Palmetto Park Rd. Suite 310, Boca Raton, FL 33433
Firm Size
Small
Phone Number
(561) 620-0306
Established
Delaware since 03/17/2000
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
VIEWTRADE HOLDING CORPORATIONSHAREHOLDER
DEIHL, MEGAN KOCZAKCHIEF FINANCIAL OFFICER2895988
FORD, MARK ALANCHIEF COMPLIANCE OFFICER1913958
PINHEIRO, DESIREE LEECHIEF OPERATIONS OFFICER4444808
ROSEN, STEVEN ALLENSROP1428637
STCLAIR, JAMES JOSEPH JRPRESIDENT1550599

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Advisor's working at VIEWTRADE SECURITIES, INC.

JS

James Joseph Stclair JR

Jim Stclair
RR
CRD#: 1550599
Location:
Boca Raton, FL 33433
Company:
VIEWTRADE SECURITIES, INC.
Disclosures:
Experience:
39 years
View Profile
AL

Annabel Lee Palumbo Lukens

Annabel Lee Lukens, Annabel Lee Lukens Palumbo
RR
CRD#: 1725993
Location:
Jersey City, NJ 07310
Company:
VIEWTRADE SECURITIES, INC.
Disclosures:
Experience:
38 years
View Profile
MF

Mark Alan Ford

RR
CRD#: 1913958
Location:
Boca Raton, FL 33433
Company:
VIEWTRADE SECURITIES, INC.
Disclosures:
Experience:
37 years
View Profile
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