JJ
Joshua S. Janelli
NATIONAL FINANCIAL SERVICES LLC
Boston, MA 02210
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CRD#: 4444737
JJ
Professional summary
Joshua Sullivan Janelli, who also goes by Joshua Sullivan Janelli, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Boston, Massachusetts and FIDELITY BROKERAGE SERVICES LLC located in Boston, Massachusetts.
Joshua is registered as a RR (Registered Representative) and started their career in finance in 2002. Joshua has worked at 11 firms and has passed the Series 66, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Joshua Sullivan Janelli
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Joshua Sullivan Janelli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 29, 2017 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 155 Seaport Blvd., Boston, MA 02210BD
CRD#: 13041
Boston, MA
Current
August 29, 2017 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 155 Seaport Blvd., Boston, MA 02210BD
CRD#: 7784
Boston, MA
Past
April 11, 2016 - June 12, 2017
B. RILEY SECURITIES, INC.
BD
CRD#: 25027
BOSTON, MA
Past
February 29, 2008 - April 15, 2016
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
BOSTON, MA
Past
August 30, 2006 - February 29, 2008
RBC CAPITAL MARKETS CORPORATION
BD
CRD#: 6579
BOSTON, MA
Past
May 8, 2006 - July 31, 2006
E*TRADE SECURITIES LLC
BD
CRD#: 29106
BOSTON, MA
Past
April 14, 2004 - May 8, 2006
BROWNCO, LLC
BD
CRD#: 1326
BOSTON, MA
Past
May 30, 2003 - April 16, 2004
TRILLIUM BROKERAGE SERVICES, LLC
BD
CRD#: 120064
NEW YORK, NY
Past
January 3, 2003 - June 2, 2003
HEARTLAND SECURITIES CORP.
BD
CRD#: 43201
EDISON, NJ
Past
January 18, 2002 - May 20, 2002
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
January 18, 2002 - May 20, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/29/2017)
RR
Alaska(8/29/2017)
RR
Arizona(8/29/2017)
RR
Arkansas(8/29/2017)
RR
California(8/29/2017)
RR
Colorado(8/29/2017)
RR
Connecticut(8/29/2017)
RR
Delaware(8/29/2017)
RR
District of Columbia(8/29/2017)
RR
Florida(8/29/2017)
RR
Georgia(8/29/2017)
RR
Hawaii(8/29/2017)
RR
Idaho(8/29/2017)
RR
Illinois(8/29/2017)
RR
Indiana(8/29/2017)
RR
Iowa(8/29/2017)
RR
Kansas(8/29/2017)
RR
Kentucky(8/29/2017)
RR
Louisiana(8/29/2017)
RR
Maine(8/29/2017)
RR
Maryland(8/29/2017)
RR
Massachusetts(8/29/2017)
RR
Michigan(8/29/2017)
RR
Minnesota(8/29/2017)
RR
Mississippi(8/29/2017)
RR
Missouri(8/29/2017)
RR
Montana(8/29/2017)
RR
Nebraska(8/29/2017)
RR
Nevada(9/5/2017)
RR
New Hampshire(8/29/2017)
RR
New Jersey(8/29/2017)
RR
New Mexico(8/29/2017)
RR
New York(8/29/2017)
RR
North Carolina(9/6/2017)
RR
North Dakota(8/29/2017)
RR
Ohio(8/29/2017)
RR
Oklahoma(8/29/2017)
RR
Oregon(8/29/2017)
RR
Pennsylvania(8/29/2017)
RR
Puerto Rico(8/29/2017)
RR
Rhode Island(8/29/2017)
RR
South Carolina(8/29/2017)
RR
South Dakota(8/29/2017)
RR
Tennessee(8/29/2017)
RR
Texas(8/29/2017)
RR
Utah(8/29/2017)
RR
Vermont(8/29/2017)
RR
Virgin Islands(8/29/2017)
RR
Virginia(8/29/2017)
RR
Washington(8/29/2017)
RR
West Virginia(8/29/2017)
RR
Wisconsin(8/29/2017)
RR
Wyoming(8/29/2017)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 1/21/2003
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
FB
FIDELITY BROKERAGE SERVICES LLC
FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.
CRD#: 7784 / SEC#: , 8-23292
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
900 Salem Street, Smithfield, RI 02917
Mailing Address
Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262
Phone number
(617) 563-7000
Established
Delaware since 06/08/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Boston, MA 02210TRUST BUT VERIFY
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