Jonathan Q. Dries

EXI INVESTMENT PARTNERS

Lake Forest, IL 60045

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CRD#: 4444659

Professional summary

Jonathan Quinn Dries is a registered financial advisor currently at EXI INVESTMENT PARTNERS located in Lake Forest, Illinois.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jonathan has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: 37 Baking Holdings LLC, holding company, private equity investment related holding company for 37th Street Bakery LLC commercial bakery. Address: 3700 S. Kedzie Ave, Chicago, IL 60632 Nature of business: Holding company Chairman of Board of Managers Start Date: April 26, 2022 Approximate hours per month devoted: 8. This is not securities trading activity but approximately 50% of which are devoted during securities trading hours. Duties: Attendance at periodic board meetings, review of financial information and related holding company activity

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Quinn Dries's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 13, 2023 - Present

EXI INVESTMENT PARTNERS

Office #1: 225 E. Deerpath Road, Lake Forest, IL 60045

RIA

CRD#: 313372

Lake Forest, IL

Past

November 16, 2005 - May 18, 2006

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

July 10, 2003 - July 15, 2004

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

December 20, 2001 - August 1, 2002

NATCITY INVESTMENTS, INC.

CRD#: 17490

CLEVELAND, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(2/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/13/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/25/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/19/2001

General Securities Representative Examination

Current Firm

EXI INVESTMENT PARTNERS

EXI INVESTMENT MANAGEMENT LLC | EXI INVESTMENT PARTNERS

CRD#: 313372 / SEC#:

Illinois

Registered Investment Advisory firm - (2/28/2022 Approved)

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Contact information

Main Address

225 E. Deerpath Road, Lake Forest, IL 60045

Mailing Address

Phone number

(847) 295-4402

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 26,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jonathan Q. Dries

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Quinn Dries's CRS (Customer Relationship Summary).

Certified licenses

Experience

EXI INVESTMENT PARTNERS

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

NATCITY INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/13/2023

Series 63

Date: 2/25/2004

Series 7

Date: 12/19/2001

Current Firm

EXI INVESTMENT PARTNERS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EXI INVESTMENT PARTNERS

TRUST BUT VERIFY

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