Scott C. Jackson

J. W. COLE ADVISORS

Tampa, FL 33629

Some features on this profile are disabled

CRD#: 4443921

Professional summary

Scott Christopher Jackson, who also goes by Scott C Jackson, Scott Christopher Jackson Mr, Scott Jackson, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Tampa, Florida and J.W. COLE FINANCIAL, INC. located in Tampa, Florida.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Scott has worked at 8 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott C Jackson | Scott Christopher Jackson Mr | Scott Jackson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) A. SALE OF FIXED INSURANCE PRODUCTS B. 4301 ANCHOR PLAZA PARKWAY SUITE 450B, TAMPA, FL 33634 C) FINANCIAL ADVISOR D. 10/2014 E) INVESTMENT RELATED F) 4-20 HRS/MONTH G) 2-10 HRS/MONTH DURING TRADING HOURS H) NON OFFICER/DIRECTOR POSITION I) OVERSEE/RECOMMEND IDEAS/SERVICE POLICIES 2) A. KASE WEALTH ADVISORS, LLC B. FINANCIAL C. INVESTMENT RELATED D. 160 HRS/MONTH E. NON OFFICER POSITION F. NO CLIENT INVOLVEMENT G. $0/YR H. FOUNDER, MANAGING DIRECTOR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Christopher Jackson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2014 - Present

J. W. COLE ADVISORS, INC.

Office #1: 4302 Henderson Boulevard Suite 201, Tampa, FL 33629

RIA

CRD#: 112294

Tampa, FL

Current

October 1, 2014 - Present

J.W. COLE FINANCIAL, INC.

Office #1: 4302 Henderson Boulevard Suite 201, Tampa, FL 33629

CRD#: 124583

Tampa, FL

Past

June 19, 2013 - October 2, 2014

G.F. INVESTMENT SERVICES, LLC

CRD#: 132939

TAMPA, FL

Past

July 25, 2011 - February 13, 2015

PLATINUM WEALTH PARTNERS

RIA

CRD#: 145507

TAMPA, FL

Past

March 19, 2010 - May 15, 2013

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

TAMPA, FL

Past

June 1, 2009 - April 8, 2010

MORGAN STANLEY

RIA

CRD#: 149777

TAMPA, FL

Past

June 1, 2009 - April 8, 2010

MORGAN STANLEY

CRD#: 149777

TAMPA, FL

Past

October 30, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

TAMPA, FL

Past

October 23, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

TAMPA, FL

Past

November 18, 2004 - October 23, 2006

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

TAMPA, FL

Past

June 4, 2004 - October 23, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

TAMPA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

J. W. COLE ADVISORS, INC.

CRD#: 112294 / SEC#: 801-60722

RIA

Registered Investment Advisory firm - (11/23/2001 Approved)

Arizona

Registered Investment Advisory firm - (12/4/2001 Terminated)

Florida

Registered Investment Advisory firm - (12/5/2001 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/1/2014)

California
(10/1/2014)

Florida
(10/3/2014)

IAR

Florida
(10/6/2014)

Georgia
(10/1/2014)

Indiana
(4/7/2017)

New York
(10/1/2014)

North Carolina
(10/1/2014)

Texas
(10/1/2014)

IAR

Texas
(10/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/2/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/26/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/3/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

J. W. COLE ADVISORS, INC.

CRD#: 112294 / SEC#: 801-60722

RIA

Registered Investment Advisory firm - (11/23/2001 Approved)

Arizona

Registered Investment Advisory firm - (12/4/2001 Terminated)

Florida

Registered Investment Advisory firm - (12/5/2001 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634

Mailing Address

Phone number

(813) 935-6776

Established

Firm type

Fiscal year end

# of Employees

512

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE PROGRAM (3/28/2025)

JWCA 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	29,614
AUM (Assets Under Management)	$ 7,195,237,282

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Valencia

LPL FINANCIAL LLC

IAR

LARGO, FL

Spiros Vassilakos

CSENGE ADVISORY GROUP, LLC

IAR

Tarpon Springs, FL

Gustavo Delgado Alicea

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

IAR

Brandon, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Scott C. Jackson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Christopher Jackson's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.W. COLE FINANCIAL, INC.

G.F. INVESTMENT SERVICES, LLC

PLATINUM WEALTH PARTNERS

LASALLE ST SECURITIES, L.L.C.

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

J. W. COLE ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/2/2004

SIE

Date: 10/1/2018

Series 31

Date: 7/26/2004

Series 7

Date: 6/3/2004

FINRA

Current Firm

J. W. COLE ADVISORS, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

J. W. COLE ADVISORS, INC.

TRUST BUT VERIFY

Similar Advisors