DR
David E. Rathgeb
KESTRA ADVISORY SERVICES
Reading, PA 19606
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CRD#: 4443906
DR
Professional summary
David Eaton Rathgeb, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Reading, Pennsylvania and KESTRA INVESTMENT SERVICES, LLC located in Reading, Pennsylvania.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. David has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Eaton Income Solutions Investment Related: Yes Address: 4 Mimosa Circle Douglassville PA 19518 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 10/1/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Leasing of office space Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest pkwy, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Advisor Start Date: 7/1/2017 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Investments and financial planning Name: MEI FINANCIAL GROUP POSITION: President, Financial Advisor, Investment Advisor Rep NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes, # OF HOURS: 152 SECURITIES TRADING HOURS: 119 START DATE: 09/27/2021 ADDRESS: 10 Hearthstone Ct STE 200, Reading PA 19606, United States DESCRIPTION: Sales, service, Investment advisor, Financial Planning Name: LETIP OF GREATER READING POSITION: Vice President NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No, # OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2023 ADDRESS: B2 Bistro, 701 Reading Ave, Reading PA 19611 DESCRIPTION: Run meeting in absence of president Order group supplies Take attendance Supervise activities of other board members Liase with LeTip National headquarters Name: LETIP OF GREATER READING POSITION: Treasurer NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No, # OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2023 ADDRESS: B2 Bistro, 701 Reading Ave, Reading PA 19611, United States DESCRIPTION: Work on annual group budget to set dues. Handle group banking. Collect dues and pay bills. Liase with LeTip National headquarters Name: AMITY TOWNSHIP LIONS CLUB POSITION: Director 2 year NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/27/2025 ADDRESS: 300 W 22nd St, Oak Brook IL 60523, United States DESCRIPTION: Help guide and support the current president to have a successful year of fund raising, club member growth, and community service.
CRS (Client Relationship Summary) - RIA
Click below to view David Eaton Rathgeb's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
June 29, 2017 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 10 Hearthstone Ct Suite 200, Reading, PA 19606RIA
CRD#: 283330
Reading, PA
Current
June 28, 2017 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 10 Hearthstone Court Suite 200, Reading, PA 19606BD
CRD#: 42046
Reading, PA
Past
July 1, 2009 - June 28, 2017
CADARET, GRANT & CO., INC.
RIA
CRD#: 10641
Douglassville, PA
Past
June 30, 2009 - June 28, 2017
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
Douglassville, PA
Past
April 4, 2006 - May 26, 2009
CETERA INVESTMENT SERVICES LLC
RIA
CRD#: 15340
MORGANTOWN, PA
Past
April 4, 2006 - May 26, 2009
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
MORGANTOWN, PA
Past
February 11, 2002 - April 7, 2006
WADDELL & REED
RIA
CRD#: 866
WYOMISSING, PA
Past
September 25, 2001 - April 7, 2006
WADDELL & REED
BD
CRD#: 866
WYOMISSING, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(6/28/2017)
RR
Iowa(4/13/2023)
RR
New Jersey(6/28/2017)
RR
Pennsylvania(6/29/2017)
IAR
Pennsylvania(6/29/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Reading, PA 19606TRUST BUT VERIFY
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