Peggy L. Ranfeld
Professional summary
Peggy Lee Ranfeld, who also goes by Peg Hilbrands, Peggy Lee Hilbrands, Peg Ranfeld, is a registered financial professional currently at PRINCIPAL FUNDS DISTRIBUTOR, INC. located in Des Moines, Iowa.
Peggy is registered as a RR (Registered Representative) and started their career in finance in 2001. Peggy has worked at 6 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peggy Lee Ranfeld's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 2024 - Present
PRINCIPAL FUNDS DISTRIBUTOR, INC.
Office #1: 711 High Street, Des Moines, IA 50392August 3, 2016 - November 1, 2018
PRINCIPAL SECURITIES, INC.
July 28, 2016 - November 1, 2018
PRINCIPAL SECURITIES, INC.
October 5, 2012 - June 10, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
October 2, 2012 - June 10, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
March 23, 2011 - August 10, 2012
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
May 28, 2009 - March 15, 2011
NATIONAL PLANNING CORPORATION
May 28, 2009 - March 15, 2011
NATIONAL PLANNING CORPORATION
January 19, 2007 - May 18, 2009
PRINCIPAL FUNDS DISTRIBUTOR, INC.
October 15, 2003 - May 18, 2009
PRINCIPAL SECURITIES, INC.
May 28, 2002 - May 28, 2002
PRINCIPAL SECURITIES, INC.
May 28, 2002 - October 8, 2003
PRINCIPAL FINANCIAL ADVISORS, INC.
May 15, 2002 - May 15, 2002
PRINCIPAL FINANCIAL ADVISORS, INC.
November 20, 2001 - May 18, 2009
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
PRINCIPAL FUNDS DISTRIBUTOR, INC.
CRD#: 43261 / SEC#: , 8-50200
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | OWNER | |
| BERG, JOHN THOMAS | DIRECTOR | 7973551 |
| CLINES, SEAN THOMAS | CHIEF FINANCIAL OFFICER | 3055601 |
| DESSOUKI, RAMONA HIATT | CHIEF MARKETING OFFICER | 7812577 |
| HILL, TIMOTHY ALLEN | NATIONAL SALES MANAGER/DIRECTOR | 2317289 |
| HOESKE, DINA ROMEO | SENIOR DIRECTOR - FUND SHAREHOLDER SERVICES | 2704646 |
| MURRAY, MICHAEL FRANCIS | DIRECTOR | 2074275 |
| SCHOLTEN, MICHAEL JOSEPH | PRINCIPAL OPERATIONS OFFICER | 6388259 |
| STOCKMAN, MICHELLE RENEE | CHIEF COMPLIANCE OFFICER | 5010490 |
| WONG, BRANT K | PRESIDENT/DIRECTOR (CHAIRMAN) | 5093714 |
Red Flags
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Company Information
PRINCIPAL FUNDS DISTRIBUTOR, INC.
CRD#: 43261Des Moines, IA 50392TRUST BUT VERIFY
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