John D. Levert
Professional summary
John Derek Levert is a registered financial professional currently at SOLOMON PARTNERS SECURITIES, LLC located in Chicago, Illinois.
John is registered as a RR (Registered Representative) and started their career in finance in 2002. John has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Derek Levert's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 11, 2023 - Present
SOLOMON PARTNERS SECURITIES, LLC
Office #1: 10 South Wacker Drive Suite 3540, Chicago, IL 60606August 6, 2008 - July 12, 2023
WILLIAM BLAIR
August 4, 2003 - July 14, 2006
WILLIAM BLAIR
April 1, 2002 - November 1, 2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/11/2023)
(7/11/2023)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
SOLOMON PARTNERS SECURITIES, LLC
CRD#: 28041 / SEC#: , 8-43369
Contact information
FINRA licenses (34 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
