Harpreet S. Mangat
WHITE KNIGHT STRATEGIC WEALTH ADVISORS
Princeton, NJ 08540
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CRD#: 4442530
Professional summary
Harpreet Singh Mangat, CFP®, CIMA® is a registered financial advisor currently at WHITE KNIGHT STRATEGIC WEALTH ADVISORS, LLC located in Princeton, New Jersey and PURSHE KAPLAN STERLING INVESTMENTS located in Princeton, New Jersey.
Harpreet is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Harpreet has worked at 4 firms and has passed the Series 66, Series 99TO, Series 6TO, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Investment Planning
Retirement Income Management
Comprehensive Financial Planni...
Small Business Planning
Health Care
Social Security Planning
Employee and Employer Plan Ben...
Estate Planning
Long-term Care
Insurance Planning
Retirement Planning
Tax Planning
Divorce Planning
Education Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) White Knight Strategic Wealth Advisors. Investment Related. 100 Canal Pointe Blvd, Suite 121, Princeton NJ 08540. RIA. IAR. Start 07/2019. 160 hours per month, 80 during trading. Manage client accounts on fee basis. 2) Real Estate Ownership. Not Investment Related. Princeton, NJ 08540. Business Ownership. 3) Big Blue Forever LLC. Not Investment Related. Lawrence Twp, NJ 08648. Rental Property. Condo. 03/2013. HRS/MO 1-9 with 0 during trading hours. 4) LFP LLC. Not Investment Related. Consulting. Executive Officer. 09/2016. HRS/MO 1-9 with 0 during trading hours. Fiduciary Activities; Named or act in a fiduciary capacity; such as attorney-in-fact, trustee, conservator, guardian, executor or personal representative. 5) Central Jersey Sikh Association. Not Investment Related. 116 North Main Street, Windsor NJ. Church. Sunday School Volunteer. Start 9/5/2014. 2 hours per week not during trading. Teach children about the history of Sikhs from Punjab. 6) PKS Financial. Not Investment Related. 00 Canal Pointe Blvd, Suite 121, Princeton NJ. Insurance. Agent. Start 7/19/2019. 1 hour per month during trading. Recommend insurance as needed for specific clients that have a need for protection.
CRS (Client Relationship Summary) - RIA
Click below to view Harpreet Singh Mangat's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
July 22, 2019 - Present
WHITE KNIGHT STRATEGIC WEALTH ADVISORS, LLC
Office #1: 100 Canal Pointe Blvd. Suite 114f, Princeton, NJ 08540RIA
CRD#: 302098
Princeton, NJ
Current
January 10, 2023 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 100 Canal Pointe Blvd Suite 114f, Princeton, NJ 08540BD
CRD#: 35747
Princeton, NJ
Past
July 24, 2019 - December 31, 2022
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Princeton, NJ
Past
June 28, 2002 - July 24, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
PRINCETON, NJ
Past
August 27, 2001 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
August 27, 2001 - July 24, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
PRINCETON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WK
WHITE KNIGHT STRATEGIC WEALTH ADVISORS, LLC
HARP & ASSOCIATES, LLC | WHITE KNIGHT STRATEGIC WEALTH ADVISORS, LLC
CRD#: 302098 / SEC#: 801-116803
RIA
Registered Investment Advisory firm - (6/13/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/8/2023)
RR
Connecticut(1/11/2023)
RR
Delaware(2/9/2023)
RR
Florida(1/17/2023)
RR
Georgia(5/4/2023)
IAR
New Jersey(7/22/2019)
RR
New Jersey(1/23/2023)
RR
New York(1/29/2023)
RR
Ohio(1/11/2023)
RR
Pennsylvania(1/27/2023)
IAR
Texas(4/1/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WK
WHITE KNIGHT STRATEGIC WEALTH ADVISORS, LLC
HARP & ASSOCIATES, LLC | WHITE KNIGHT STRATEGIC WEALTH ADVISORS, LLC
CRD#: 302098 / SEC#: 801-116803
RIA
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Contact information
Main Address
100 Canal Pointe Blvd. Suite 114f, Princeton, NJ 08540
Mailing Address
Phone number
(609) 945-1772
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 573 |
| AUM (Assets Under Management) | $ 178,586,557 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WHITE KNIGHT STRATEGIC WEALTH ADVISORS, LLC
CRD#: 302098Princeton, NJ 08540TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
