Bryan R. Moore
Professional summary
Bryan R Moore, who also goes by Bryan Richard Moore, is a registered financial professional currently at BARON CAPITAL, INC. located in New York, New York.
Bryan is registered as a RR (Registered Representative) and started their career in finance in 2002. Bryan has worked at 9 firms and has passed the Series 63, SIE, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bryan R Moore's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 27, 2026 - Present
BARON CAPITAL, INC.
Office #1: 767 Fifth Avenue 48th Floor, New York, NY 10153January 25, 2022 - January 7, 2026
HARBOR FUNDS DISTRIBUTORS, INC.
July 18, 2016 - December 2, 2021
FORESIDE FUND SERVICES, LLC
May 6, 2010 - April 28, 2016
RBC CAPITAL MARKETS, LLC
May 1, 2007 - May 5, 2010
MIZUHO SECURITIES USA LLC
October 18, 2005 - March 27, 2007
MORGAN STANLEY & CO. LLC
December 10, 2004 - October 17, 2005
CITIGROUP DERIVATIVES MARKETS INC.
April 2, 2003 - December 16, 2004
KNIGHT CAPITAL MARKETS LLC
October 31, 2002 - December 10, 2004
KNIGHT FINANCIAL PRODUCTS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/27/2026)
Exams
Series 55
Date: 6/1/2004
Limited Representative-Equity Trader ExamFINRA
Current Firm
BARON CAPITAL, INC.
CRD#: 10538 / SEC#: , 8-27533
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BARON CAPITAL GROUP, INC. | SHAREHOLDER | |
| BARON, RONALD STEPHEN | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | 13187 |
| BALTOVSKI, ALEXANDER | FINANCIAL & OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 2350828 |
| BARON, DAVID ROBERT | DIRECTOR | 3245808 |
| BARON, MICHAEL R. | DIRECTOR | 4393612 |
| BEASLEY, LOUIS BARRETT | CHIEF COMPLIANCE OFFICER | 3156061 |
| GREENBERG, CLIFFORD | DIRECTOR AND SENIOR VICE PRESIDENT | 2292041 |
| NAGLER, ANITA MARIE | DIRECTOR | 2503631 |
| PATALINO, PATRICK MICHAEL | SVP, CHIEF OPERATING OFFICER | 4481185 |
| PECK, ANDREW JOSHUA | DIRECTOR AND SENIOR VICE PRESIDENT | 5348729 |
| ROBBINS, SUSAN JAN | DIRECTOR AND VICE PRESIDENT | 840688 |
| TREGLIA, KRISTINE F | VP, CHIEF LEGAL OFFICER | 6384500 |
Disclosures
| Regulatory Event | 8 |
Red Flags
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