Bryan R. Moore
Professional summary
Bryan Richard Moore is a registered financial professional currently at HARBOR FUNDS DISTRIBUTORS, INC. located in Chicago, Illinois.
Bryan is registered as a RR (Registered Representative) and started their career in finance in 2002. Bryan has worked at 8 firms and has passed the Series 63, SIE, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bryan Richard Moore's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 25, 2022 - Present
HARBOR FUNDS DISTRIBUTORS, INC.
Office #1: 111 South Wacker Drive 34th Floor, Chicago, IL 60606July 18, 2016 - December 2, 2021
FORESIDE FUND SERVICES, LLC
May 6, 2010 - April 28, 2016
RBC CAPITAL MARKETS, LLC
May 1, 2007 - May 5, 2010
MIZUHO SECURITIES USA LLC
October 18, 2005 - March 27, 2007
MORGAN STANLEY & CO. LLC
December 10, 2004 - October 17, 2005
CITIGROUP DERIVATIVES MARKETS INC.
April 2, 2003 - December 16, 2004
KNIGHT CAPITAL MARKETS LLC
October 31, 2002 - December 10, 2004
KNIGHT FINANCIAL PRODUCTS LLC
State Registrations and Notice Filings
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Exams
Series 55
Date: 6/1/2004
Limited Representative-Equity Trader ExamFINRA
Current Firm
HARBOR FUNDS DISTRIBUTORS, INC.
CRD#: 113506 / SEC#: , 8-53339
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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