Jeremy A. Taubes
Professional summary
Jeremy Austin Taubes, CLU® is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Jeremy is registered as a RR (Registered Representative) and started their career in finance in 2001. Jeremy has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeremy Austin Taubes's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 4, 2021 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901March 5, 2013 - February 26, 2021
M HOLDINGS SECURITIES, INC.
July 8, 2010 - March 4, 2011
MML INVESTORS SERVICES, LLC
January 5, 2004 - June 23, 2004
PUGLISI & CO.
September 18, 2001 - July 1, 2003
PUGLISI & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/4/2021)
(3/26/2024)
(3/4/2021)
(3/4/2021)
(8/9/2024)
(3/4/2021)
(3/4/2021)
(3/4/2021)
Exams
Series 55
Date: 11/19/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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