Keith Chatel
Professional summary
Keith Chatel, who also goes by Keith Allen Chatel, is a registered financial advisor currently at LEBENTHAL GLOBAL ADVISORS, LLC located in Hauppauge, New York.
Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Keith has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Keith Chatel's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2023 - Present
LEBENTHAL GLOBAL ADVISORS, LLC
Office #1: 200 Parkway Drive South Suite 200, Hauppauge, NY 11788December 18, 2020 - January 20, 2023
UNITED CAPITAL FINANCIAL ADVISORS
May 17, 2019 - June 25, 2019
TOTAL FINANCIAL ADVISORS, LLC
August 1, 2012 - January 31, 2017
USA FINANCIAL SECURITIES LLC
March 24, 2011 - July 31, 2012
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
February 23, 2009 - March 30, 2011
LEBENTHAL FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
LEBENTHAL GLOBAL ADVISORS, LLC
CRD#: 283303 / SEC#: 801-110652
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/10/2023)
Exams
Current Firm
LEBENTHAL GLOBAL ADVISORS, LLC
CRD#: 283303 / SEC#: 801-110652
Contact information
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,279 |
| AUM (Assets Under Management) | $ 819,985,389 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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