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MC

May M. Claytor

CAPITAL CITY SECURITIES
Powell, OH 43065
Some features on this profile are disabled
CRD#: 4440734
MC

Professional summary


May Michelle Claytor, who also goes by May M Claytor, May Michelle Claytor, is a registered financial professional currently at CAPITAL CITY SECURITIES, LLC located in Powell, Ohio.

May is registered as a RR (Registered Representative) and started their career in finance in 2002. May has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


May M Claytor | May Michelle Claytor

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view May Michelle Claytor's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 26, 2019 - Present

CAPITAL CITY SECURITIES, LLC

Office #1: 3789 Attucks Dr, Powell, OH 43065
BD
CRD#: 146001
Powell, OH
Past

December 13, 2018 - February 7, 2019

AMERICAN HERITAGE SECURITIES, INC.

BD
CRD#: 29678
AKRON, OH
Past

July 12, 2018 - December 14, 2018

SANCTUARY SECURITIES, INC.

BD
CRD#: 205
Dublin, OH
Past

October 13, 2015 - July 6, 2018

REALTA INVESTMENT ADVISORS, INC

RIA
CRD#: 134952
Dublin, OH
Past

October 6, 2015 - July 6, 2018

REALTA EQUITIES, INC.

BD
CRD#: 23769
Dublin, OH
Past

December 3, 2012 - September 15, 2015

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA
CRD#: 11025
DUBLIN, OH
Past

December 3, 2012 - September 15, 2015

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
DUBLIN, OH
Past

October 17, 2008 - December 6, 2012

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA
CRD#: 793
DUBLIN, OH
Past

October 16, 2008 - December 6, 2012

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
DUBLIN, OH
Past

April 9, 2007 - October 14, 2008

J.J.B. HILLIARD, W.L. LYONS, LLC

RIA
CRD#: 453
DUBLIN, OH
Past

April 5, 2007 - October 14, 2008

J.J.B. HILLIARD, W.L. LYONS, LLC

BD
CRD#: 453
DUBLIN, OH
Past

September 3, 2002 - April 12, 2007

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
COLUMBUS, OH
Past

July 19, 2002 - April 12, 2007

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
COLUMBUS, OH

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(4/12/2019)
RR
Ohio
(7/5/2019)

Exams


State Security Law Exam
RR
Series 63
Date: 1/24/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


CC
CAPITAL CITY SECURITIES, LLC
CAPITAL CITY SECURITIES, LLC

CRD#: 146001 / SEC#: , 8-67771

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
3789 Attucks Dr, Powell, OH 43065
Mailing Address
3789 Attucks Dr, Powell, OH 43065
Phone number
(614) 485-0803
Established
Ohio since 02/01/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (27 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
CAPITAL CITY PARTNERS, INC.OWNER/MANAGING MEMBER
CRAWFORD, TODD EDWARDCCO1951009
CRAWFORD, TODD EDWARDPRESIDENT1951009
ROLAND, JAMES MERVINV. P. COMPLIANCE AND OPERATIONS1871181
ROLAND, JAMES MERVINOPTIONS PRINCIPAL1871181
TOMASELLO, JAC GERARDMP1749835
TOMASELLO, JAC GERARDGENERAL PRINCIPAL1749835
TOMASELLO, JAC GERARDFIN OP1749835

Disclosures


Regulatory Event3
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CAPITAL CITY SECURITIES, LLC

CRD#: 146001Powell, OH 43065

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