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MK

Michael T. Kirk

SEALION CAPITAL
INDIANAPOLIS, IN 46202
Some features on this profile are disabled
CRD#: 4440333
MK

Professional summary

Michael Thomas Kirk is a registered financial professional currently at SEALION CAPITAL, LLC located in Indianapolis, Indiana.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 17, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Thomas Kirk's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 21, 2015 - Present

SEALION CAPITAL, LLC

Office #1: 1606 N New Jersey Street, Indianapolis, IN 46202
BD
CRD#: 171807
INDIANAPOLIS, IN
Past

March 8, 2012 - January 22, 2015

DINOSAUR FINANCIAL GROUP, L.L.C

BD
CRD#: 104446
NEW YORK, NY
Past

December 9, 2009 - November 21, 2011

FURTHER LANE SECURITIES, L.P.

BD
CRD#: 38162
NEW YORK, NY
Past

July 20, 2007 - September 2, 2009

COWEN SECURITIES LLC

BD
CRD#: 23510
NEW YORK, NY
Past

August 16, 2001 - December 31, 2001

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/6/2015)
RR
Connecticut
(5/7/2015)
RR
District of Columbia
(10/5/2016)
RR
Illinois
(7/22/2015)
RR
Massachusetts
(5/7/2015)
RR
Minnesota
(2/13/2015)
RR
New York
(5/1/2015)
RR
Texas
(3/23/2015)

Exams

State Security Law Exam
RR
Series 63
Date: 7/30/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 17
Date: 7/16/2007
Limited Registered Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/15/2001
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/25/2014
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SC
SEALION CAPITAL, LLC
RMK CAPITAL | SEALION CAPITAL, LLC | RMK MARITIME CAPITAL, LLC

CRD#: 171807 / SEC#: , 8-69480

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
1606 N New Jersey Street, Indianapolis, IN 46202
Mailing Address
1606 N New Jersey Street, Indianapolis, IN 46202
Phone number
(646) 470-9017
Established
Delaware since 01/21/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
KIRK, MICHAEL THOMASCHIEF EXECUTIVE OFFICER4440333
MOTYKA, EMILY SUZANNECHIEF COMPLIANCE OFFICER6640288
MTK CAPITAL, LLCOWNER
TUCKER, CLARK BOMARFINOP1977842

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SEALION CAPITAL, LLC

CRD#: 171807Indianapolis, IN 46202

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