Michael Thomas Kirk
Professional Summary
Michael Thomas Kirk is a registered financial advisor currently at SEALION CAPITAL, LLC located in Indianapolis, Indiana. Michael is registered as a RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 17, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
RMK CAPITAL | SEALION CAPITAL, LLC | RMK MARITIME CAPITAL, LLC
Contact Information
Main Address
4224 Wythe Lane, Indianapolis, IN 46250Mailing Address
1606 N New Jersey Street, Indianapolis, IN 46202Phone Number
(646) 470-9017Established
Delaware since 01/21/2014Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (9 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/6/2015)
(5/7/2015)
(10/5/2016)
(7/22/2015)
(5/7/2015)
(2/13/2015)
(5/1/2015)
(3/23/2015)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 17 — Limited Registered Representative Examination
Passed Jul 2007Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 2001About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Thomas Kirk's CRS (Customer Relationship Summary).
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