Amy M. Van Bramer
Professional summary
Amy Marie Van Bramer, who also goes by Amy Marie Lardinois, Amy Marie Lardinois, is a registered financial professional currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Sturgeon Bay, Wisconsin.
Amy is registered as a RR (Registered Representative) and started their career in finance in 2014. Amy has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Amy Marie Van Bramer's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2020 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 160 S Madison Ave, Sturgeon Bay, WI 54235January 3, 2018 - January 6, 2020
PRIVATE CLIENT SERVICES, LLC
June 1, 2016 - December 31, 2017
SII INVESTMENTS, INC.
June 1, 2016 - December 31, 2017
SII INVESTMENTS, INC.
September 29, 2014 - June 15, 2016
LPL FINANCIAL LLC
May 13, 2014 - June 15, 2016
LPL FINANCIAL LLC
Primary Firm SEC Registration
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/10/2020)
Exams
FINRA
Current Firm
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
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