Rebecca A. Brugnara

KOVACK SECURITIES

Kirkwood, MO 63122

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CRD#: 4439890

Professional summary

Rebecca Ann Brugnara, who also goes by Rebecca Ann Larose, is a registered financial professional currently at KOVACK SECURITIES INC. located in Kirkwood, Missouri.

Rebecca is registered as a RR (Registered Representative) and started their career in finance in 2002. Rebecca has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Rebecca Ann Larose

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rebecca Ann Brugnara's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2024 - Present

KOVACK SECURITIES INC.

Office #1: 132 W. Washington Ave Suite 100, Kirkwood, MO 63122

CRD#: 44848

Kirkwood, MO

Past

March 23, 2021 - October 18, 2024

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

Kirkwood, MO

Past

September 20, 2019 - March 25, 2021

CETERA WEALTH SERVICES, LLC

CRD#: 13572

KIRKWOOD, MO

Past

September 10, 2010 - September 20, 2019

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

KIRKWOOD, MO

Past

August 10, 2010 - October 7, 2010

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

ST LOUIS, MO

Past

June 10, 2003 - August 16, 2010

ONEAMERICA SECURITIES, INC.

CRD#: 4173

ST LOUIS, MO

Past

March 22, 2002 - June 18, 2003

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(10/16/2024)

Florida
(10/16/2024)

Idaho
(10/16/2024)

Illinois
(10/16/2024)

Missouri
(10/16/2024)

New Jersey
(10/16/2024)

Washington
(10/16/2024)

Exams

State Security Law Exam

Series 63

Date: 5/6/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/21/2002

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

KOVACK SECURITIES INC.

KOVACK SECURITIES INC. | RK ADVISORS, INC. | RK ADVISORS

CRD#: 44848 / SEC#: , 8-50847

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

6451 N. Federal Hwy. Suite 1201, Ft. Lauderdale, FL 33308

Mailing Address

6451 N. Federal Hwy. Suite 1201, Ft. Lauderdale, FL 33308

Phone number

(954) 782-4771

Established

Florida since 04/22/1997

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
KOVACK FINANCIAL, LLC.	OWNER
KOVACK, BRIAN JOHN	CEO	2809477
SHICK, ISABELLE ALLISON	FINOP	5364794
WOLFE, MELINDA SUE	CHIEF COMPLIANCE OFFICER/EVP	1627593

Disclosures

Regulatory Event	5
Arbitration	5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Rebecca A. Brugnara

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rebecca Ann Brugnara's CRS (Customer Relationship Summary).

Certified licenses

Experience

GENEOS WEALTH MANAGEMENT, INC.

CETERA WEALTH SERVICES, LLC

SUMMIT BROKERAGE SERVICES, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

ONEAMERICA SECURITIES, INC.

PARK AVENUE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/6/2002

SIE

Date: 10/1/2018

Series 6

Date: 3/21/2002

FINRA

Current Firm

KOVACK SECURITIES INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

KOVACK SECURITIES INC.

TRUST BUT VERIFY

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