John W. Osborne
Professional summary
John William Osborne III, who also goes by Will Osborne, is a registered financial professional currently at SAMCO CAPITAL MARKETS, INC. located in Dallas, Texas.
John is registered as a RR (Registered Representative) and started their career in finance in 2001. John has worked at 8 firms and has passed the Series 66, Series 79TO, Series 52TO, SIE, Series 31, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John William Osborne III's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2021 - Present
SAMCO CAPITAL MARKETS, INC.
Office #1: 1700 Pacific Avenue, Suite 4650, Dallas, TX 75201May 22, 2019 - April 6, 2021
D.A. DAVIDSON & CO.
May 22, 2019 - April 6, 2021
D.A. DAVIDSON & CO.
May 29, 2018 - May 22, 2019
WELLS NELSON & ASSOCIATES, L.L.C.
May 29, 2018 - May 22, 2019
WELLS NELSON & ASSOCIATES, L.L.C.
February 26, 2018 - August 7, 2018
AUSTERRA WEALTH MANAGEMENT LLC
November 15, 2007 - September 22, 2017
WFG ADVISORS, LP
April 12, 2006 - November 28, 2017
WFG INVESTMENTS, INC.
March 22, 2002 - November 2, 2004
THE BAKER GROUP, LP
October 15, 2001 - January 4, 2002
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/1/2021)
(4/1/2021)
(4/1/2021)
(4/1/2021)
(4/1/2021)
(4/1/2021)
(4/1/2021)
(4/1/2021)
(4/1/2021)
(4/1/2021)
(4/1/2021)
(4/1/2021)
(4/1/2021)
(4/1/2021)
(4/1/2021)
(4/1/2021)
(4/1/2021)
(1/2/2025)
(4/1/2021)
(4/1/2021)
(4/1/2021)
(4/1/2021)
(4/1/2021)
(4/1/2021)
(4/1/2021)
(4/1/2021)
(4/1/2021)
(4/1/2021)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
SAMCO CAPITAL MARKETS, INC.
CRD#: 136532 / SEC#: , 8-67023
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SAMCO CAPITAL MARKETS, INC.
CRD#: 136532Dallas, TX 75201TRUST BUT VERIFY
Monitor John Osborne
Get automatic monthly alerts on:
