Deborah A. Davis

ALDEN INVESTMENT GROUP

Wayne, PA 19087

Some features on this profile are disabled

CRD#: 4439624

Professional summary

Deborah Ann Davis, CFP®, who also goes by Deborah Ann Durso, is a registered financial advisor currently at ALDEN INVESTMENT GROUP located in Wayne, Pennsylvania and J. ALDEN ASSOCIATES, INC. located in Wayne, Pennsylvania.

Deborah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Deborah has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Deborah Ann Durso

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Fixed insurance sales - Investment related. Conducted from branch location. 2) Realtor - Coldwell Banker Realty. 390 Waterloo Blvd, Ste 101, Exton, PA, non investment related. 5/2023 - 10 hours a week. 3) Krause Agency - Non Investment Related. Medicaid Planning and LTC Insurance. 7/2024 - 10 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deborah Ann Davis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

April 4, 2022 - Present

ALDEN INVESTMENT GROUP

Office #1: 37 West Avenue Ste 300, Wayne, PA 19087

RIA

CRD#: 317077

Wayne, PA

Current

March 31, 2022 - Present

J. ALDEN ASSOCIATES, INC.

Office #1: 37 West Ave Suite 301, Wayne, PA 19087

CRD#: 40002

Wayne, PA

Past

March 31, 2022 - April 4, 2022

ALDEN CAPITAL

RIA

CRD#: 293551

WAYNE, PA

Past

August 15, 2016 - April 6, 2022

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Berwyn, PA

Past

August 15, 2016 - April 6, 2022

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Berwyn, PA

Past

February 14, 2012 - August 19, 2016

SII INVESTMENTS, INC.

RIA

CRD#: 2225

WAYNE, PA

Past

February 14, 2012 - August 19, 2016

SII INVESTMENTS, INC.

CRD#: 2225

WAYNE, PA

Past

January 5, 2012 - February 13, 2012

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

WEST CHESTER, PA

Past

January 7, 2011 - February 13, 2012

INVEST FINANCIAL CORPORATION

CRD#: 12984

WEST CHESTER, PA

Past

June 4, 2008 - December 31, 2010

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

WEST CHESTER, PA

Past

April 24, 2008 - December 31, 2010

CETERA WEALTH SERVICES, LLC

CRD#: 13572

WEST CHESTER, PA

Past

December 8, 2003 - June 13, 2006

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. DAVIDS, PA

Past

November 26, 2002 - August 7, 2003

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

September 20, 2001 - October 10, 2002

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALDEN INVESTMENT GROUP

CRD#: 317077 / SEC#: 801-122688

RIA

Registered Investment Advisory firm - (11/12/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(3/31/2022)

Delaware
(3/31/2022)

Florida
(3/31/2022)

Maryland
(3/31/2022)

New Jersey
(3/31/2022)

New Mexico
(4/21/2022)

IAR

North Carolina
(5/2/2023)

Pennsylvania
(3/31/2022)

IAR

Pennsylvania
(4/4/2022)

Virginia
(3/31/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/10/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/26/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/19/2001

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ALDEN INVESTMENT GROUP

CRD#: 317077 / SEC#: 801-122688

RIA

Registered Investment Advisory firm - (11/12/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

37 West Avenue Suite 301, Wayne, PA 19087-3226

Mailing Address

Phone number

(215) 572-8700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/7/2025)

Regulatory assets under management

Total Number of Accounts	978
AUM (Assets Under Management)	$ 319,233,679

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Horsham, PA

Jeffrey Kropp

OSAIC WEALTH, INC.

IAR

Chadds Ford, PA

Dustin Willing

KESTRA ADVISORY SERVICES, LLC

IAR

Wayne, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Deborah A. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deborah Ann Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

J. ALDEN ASSOCIATES, INC.

ALDEN CAPITAL

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

ALDEN INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 10/10/2001

SIE

Date: 10/1/2018

Series 7

Date: 10/26/2009

Series 6

Date: 9/19/2001

FINRA

Current Firm

ALDEN INVESTMENT GROUP

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALDEN INVESTMENT GROUP

TRUST BUT VERIFY

Similar Advisors