Michael P. Glas
Professional summary
Michael Paul Glas, AIF®, who also goes by Michael P. Glas, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Buda, Texas and CETERA INVESTMENT SERVICES LLC located in Nacogdoches, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Paul Glas's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 25, 2018 - Present
CETERA INVESTMENT ADVISERS LLC
Office #2: 3000 North University Dr, Nacogdoches, TX 75965Office #3: 101 West Old Settlers Blvd., Round Rock, TX 78681July 24, 2018 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 3000 North University Dr, Nacogdoches, TX 75965Office #2: 101 West Old Settlers Blvd., Round Rock, TX 78681October 23, 2008 - January 5, 2018
FIRST TRUST ADVISORS LP
January 16, 2007 - January 5, 2018
FIRST TRUST PORTFOLIOS L.P.
July 6, 2005 - January 12, 2007
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - January 12, 2007
CHASE INVESTMENT SERVICES CORP.
June 19, 2003 - July 6, 2005
BANC ONE SECURITIES CORPORATION
June 19, 2003 - July 6, 2005
BANC ONE SECURITIES CORPORATION
October 18, 2002 - June 27, 2003
PRUCO SECURITIES, LLC.
August 27, 2001 - June 27, 2003
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/19/2021)
(10/11/2018)
(3/9/2020)
(3/19/2019)
(8/24/2021)
(5/6/2019)
(7/13/2023)
(10/29/2018)
(4/6/2021)
(5/15/2025)
(4/6/2021)
(4/5/2022)
(2/18/2020)
(9/6/2018)
(4/13/2020)
(2/9/2023)
(2/13/2020)
(6/7/2021)
(7/25/2018)
(7/25/2018)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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