David A. Dobkin
Professional summary
David A Dobkin is a registered financial professional currently at LIFESCI CAPITAL located in Park City, Utah.
David is registered as a RR (Registered Representative) and started their career in finance in 2016. David has worked at 4 firms and has passed the Series 63, SIE, Series 82, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David A Dobkin's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 23, 2018 - Present
LIFESCI CAPITAL
July 12, 2016 - February 23, 2018
BOUSTEAD SECURITIES, LLC
March 29, 2016 - July 1, 2016
INDEPENDENT BROKERAGE SOLUTIONS LLC
February 8, 2016 - March 23, 2016
NEWPORT COAST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/23/2018)
(2/23/2018)
(4/15/2019)
(4/6/2018)
(2/23/2018)
(2/26/2018)
(4/22/2018)
(4/20/2018)
(4/19/2018)
(2/26/2018)
Exams
FINRA
Current Firm
LIFESCI CAPITAL
CRD#: 168404 / SEC#: , 8-69305
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCDONALD, ANDREW IAN | CHIEF EXECUTIVE OFFICER & OWNER | 4853168 |
| RICE, MICHAEL YEHUDA | PRESIDENT & OWNER | 1551556 |
| BENDER, STEVEN CHRISTOPHER | CFO/ FINOP | 2650187 |
| EVERTTS, ADAM GERALD | DOR - DIRECTOR OF RESERACH | 6240428 |
| KARMIOL, MICHAEL BRETT | HEAD OF CAPITAL MARKETS | 4264477 |
| VISCO, GLENN | CHIEF COMPLIANCE OFFICER | 2407619 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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