Peter J. Mcfarlane
Professional summary
Peter John Andrew Mcfarlane, CFP®, CIMA®, who also goes by Peter Andrew Mcfarlane, is a registered financial professional currently at CALAMOS FINANCIAL SERVICES LLC located in Naperville, Illinois.
Peter is registered as a RR (Registered Representative) and started their career in finance in 2001. Peter has worked at 14 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter John Andrew Mcfarlane's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2016
Experience
May 14, 2026 - Present
CALAMOS FINANCIAL SERVICES LLC
Office #1: 2020 Calamos Court, Naperville, IL 60563July 9, 2019 - April 14, 2026
THRIVENT ASSET MANAGEMENT, LLC
February 2, 2017 - June 13, 2019
THRIVENT INVESTMENT MANAGEMENT INC.
January 27, 2017 - June 13, 2019
THRIVENT INVESTMENT MANAGEMENT INC.
January 27, 2017 - April 13, 2026
THRIVENT DISTRIBUTORS, LLC
March 31, 2014 - May 19, 2016
SCOUT INVESTMENTS, INC.
March 17, 2014 - May 19, 2016
DISTRIBUTION SERVICES, LLC
July 24, 2013 - March 3, 2014
AMG DISTRIBUTORS, INC.
November 5, 2010 - April 3, 2013
NEXBANK SECURITIES INC
October 6, 2008 - November 1, 2010
TRITON PACIFIC SECURITIES, LLC
November 9, 2007 - August 18, 2008
CION SECURITIES, LLC
August 22, 2005 - October 30, 2007
GOLDMAN SACHS & CO. LLC
January 14, 2004 - August 18, 2005
ENTERPRISE FUND DISTRIBUTORS, INC.
February 12, 2003 - September 29, 2003
MORGAN STANLEY DW INC.
July 2, 2002 - September 29, 2003
MORGAN STANLEY DW INC.
November 6, 2001 - July 9, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/14/2026)
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Exams
FINRA
Current Firm
CALAMOS FINANCIAL SERVICES LLC
CRD#: 19850 / SEC#: , 8-37854
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CALAMOS INVESTMENTS LLC | SOLE MEMBER/MANAGER | |
| KOUDOUNIS, JOHN SPIRO | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 1878118 |
| DUFRESNE, DANIEL LEO | EVP, CHIEF OPERATING OFFICER | 2852606 |
| HELMETAG, CHRISTIAN ALLAN | PRINCIPAL OPERATIONS OFFICER | 5282700 |
| HELMETAG, CHRISTIAN ALLAN | FINANCIAL OPERATION PRINCIPAL | 5282700 |
| KILEY, THOMAS PATRICK | SVP CHIEF DISTRIBUTION OFFICER | 2869770 |
| KILEY, THOMAS PATRICK | PRINCIPAL EXECUTIVE OFFICER | 2869770 |
| OJALA, ERIK DONALD | GENERAL COUNSEL & SECRETARY | 4758365 |
| SINKER, JACQUELINE ELIZABETH | CHIEF COMPLIANCE OFFICER | 1471593 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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