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Christopher Nam

BDO CAPITAL ADVISORS
CHICAGO, IL
·CRD# 4439229·21 years experience

Professional Summary

Christopher Nam, who also goes by Christopher S Nam, is a registered financial advisor currently at BDO CAPITAL ADVISORS, LLC located in Chicago, Illinois. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2005. Christopher has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher S Nam

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

BDO CAPITAL ADVISORS, LLC·CRD# 109679
BD
330 North Wabash, Suite 3200, Chicago, IL 60611
October 22, 2025 - Present
UBS SECURITIES LLC·CRD# 7654
BD
San Francisco, CA
January 11, 2022 - January 8, 2024
MIZUHO SECURITIES USA LLC·CRD# 19647
BD
San Francisco, CA
June 27, 2016 - October 26, 2021
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
San Francisco, CA
July 3, 2012 - May 31, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Palo Alto, CA
October 11, 2010 - June 11, 2012
PIPER SANDLER & CO.·CRD# 665
BD
San Francisco, CA
September 13, 2005 - August 10, 2010

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Current Firm

BC
BDO CAPITAL ADVISORS, LLC

BDO CAPITAL ADVISORS, LLC | TRENWITH SECURITIES, LLC | BDO CORPORATE FINANCE, LLC

CRD#: 109679 / SEC#: 8-53100
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

225 W. Randolph Street Suite 2200, Chicago, IL 60606

Mailing Address

225 W. Randolph Street Suite 2200, Chicago, IL 60606

Phone Number

(617) 442-7576

Established

Delaware since 12/14/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (31 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
TRENWITH GROUP, LLCHOLDING COMPANY—
FRANK, JASON REEDCEO/CCO4670322
HEAD, BLAKE JACKSONPRINCIPAL6611446
THORNTON, STEVEN LEEFINOP4496384

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(11/5/2025)
RR
California
(10/23/2025)
RR
Colorado
(10/28/2025)
RR
Connecticut
(10/23/2025)
RR
District of Columbia
(10/24/2025)
RR
Florida
(10/23/2025)
RR
Georgia
(10/23/2025)
RR
Illinois
(10/29/2025)
RR
Indiana
(10/27/2025)
RR
Iowa
(10/23/2025)
RR
Maryland
(10/27/2025)
RR
Massachusetts
(10/22/2025)
RR
Michigan
(12/2/2025)
RR
Missouri
(10/23/2025)
RR
Nevada
(10/23/2025)
RR
New Jersey
(10/24/2025)
RR
New York
(10/23/2025)
RR
North Carolina
(10/24/2025)
RR
Ohio
(10/23/2025)
RR
Oregon
(10/23/2025)
RR
Rhode Island
(10/24/2025)
RR
Tennessee
(10/23/2025)
RR
Texas
(10/23/2025)
RR
Utah
(10/23/2025)
RR
Vermont
(10/23/2025)
RR
Virginia
(10/27/2025)
RR
Washington
(11/25/2025)
RR
Wisconsin
(10/29/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2005About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2005About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2021About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher Nam's CRS (Customer Relationship Summary).

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