MT
Michele E. Tremblay
CETERA INVESTMENT ADVISERS LLC
Sarasota, FL
Some features on this profile are disabled
CRD#: 4438927
MT
Professional summary
Michele E. Tremblay, who also goes by Michele E. Dvorak, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Sarasota, Florida and CETERA WEALTH SERVICES, LLC located in Timonium, Maryland.
Michele is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Michele has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michele E. Dvorak
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RESIDENTIAL RENTAL PROPERTIES POSITION: OWNER NATURE: REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2001 DESCRIPTION: Rental real estate 2) H.B. FAMILY TRUST POSITION: CO-TRUSTEE NATURE: TRUST INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: Address: DESCRIPTION: Co-trustee duties 3) KELLY & ASSOCIATES INSURANCE GROUP POSITION: BROKER NATURE: HEALTH INSURANCE INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 08/01/2009 ADDRESS: Hunt Valley MD , United States DESCRIPTION: Health insurance 4) WEIL, AKMAN, BAYLIN & COLEMAN, PA POSITION: CPA / ACCOUNTANT NATURE: CPA firm INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/01/1984 DESCRIPTION: CPA firm 5) WABC WEALTH MANAGEMENT SERVICES POSITION: Advisor NATURE: This is my Avantax DBA name INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/01/2012 ADDRESS: 201 W Padonia Rd, Suite 600, Timonium MD 21093 DESCRIPTION: Maintain my securities license. 6) D B ESTATE POSITION: personal rep NATURE: Personal representative of estate. Report to Probate Court assets and liabilities of estate. Distribute assets according to will. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 08/07/2025 ADDRESS: 7736 Grande Shores Drive, Sarasota FL 34240, United States DESCRIPTION: Personal representative to distribute assets according to will with Probate Court approval. 7) BEACH VIEW INVESTORS LLC POSITION: Member NATURE: Residential real estate rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/07/2021 ADDRESS: 7736 Grande Shores Drive, Sarasota FL 34240, United States DESCRIPTION: 50% Member of LLC. LLC is organized to own rental real estate. The LLC files a tax return.
CRS (Client Relationship Summary) - RIA
Click below to view Michele E. Tremblay's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 18, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
Sarasota, FL
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 201 West Padonia Road Suite 600, Timonium, MD 21093-2115BD
CRD#: 13572
TIMONIUM, MD
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
SARASOTA, FL
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
TIMONIUM, MD
Past
October 8, 2018 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
SARASOTA, FL
Past
May 15, 2009 - August 24, 2018
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
SARASOTA, FL
Past
May 15, 2009 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
SARASOTA, FL
Past
June 7, 2004 - May 27, 2009
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
TIMONIUM, MD
Past
January 14, 2003 - May 27, 2009
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
TIMONIUM, MD
Past
September 27, 2001 - July 31, 2002
HOCHMAN & BAKER SECURITIES, INC.
BD
CRD#: 19949
STAMFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
RR
Colorado(9/18/2025)
RR
Connecticut(9/5/2025)
RR
Delaware(9/5/2025)
IAR
Florida(8/18/2025)
RR
Florida(9/5/2025)
RR
Maryland(9/5/2025)
IAR
Maryland(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
Michigan(9/5/2025)
RR
Nevada(9/5/2025)
RR
New Jersey(9/5/2025)
RR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Ohio(9/5/2025)
RR
Pennsylvania(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Tennessee(9/5/2025)
RR
Virginia(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
