John Anthony Zwack
Professional Summary
John Anthony Zwack, who also goes by John A Zwack, John A. Zwack, is a registered financial advisor currently at ARIA CAPITAL ADVISORS, LLC located in St. Petersburg, Florida. John is registered as a RR (Registered Representative) and started their career in finance in 2001. John has worked at 2 firms and has passed the Series 63, Series 7TO, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
John A Zwack, John A. Zwack
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
25 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ARIA CAPITAL ADVISORS, LLC
Contact Information
Main Address
475 Central Avenue, Suite M1, St. Petersburg, FL 33701Mailing Address
475 Central Avenue, Suite M1, St. Petersburg, FL 33701Phone Number
(727) 561-0900Established
Georgia since 07/22/2003Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ZWACK, JOHN ANTHONY | MANAGING DIRECTOR/FINOP/CHIEF COMPLIANCE OFFICER | 4438875 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Aug 2015About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Anthony Zwack's CRS (Customer Relationship Summary).
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