Amy M. Gold
Professional summary
Amy M Gold, CFP®, who also goes by Amy Marie Gold, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Virginia Beach, Virginia and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Amy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Amy has worked at 11 firms and has passed the Series 66, Series 7TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Amy M Gold's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2019
Experience
April 3, 2023 - Present
EMPOWER ADVISORY GROUP, LLC
July 27, 2023 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111September 15, 2021 - April 3, 2023
PERSONAL CAPITAL ADVISORS CORPORATION
February 19, 2020 - September 13, 2021
FIDELITY PERSONAL AND WORKPLACE ADVISORS
February 12, 2020 - September 7, 2021
FIDELITY BROKERAGE SERVICES LLC
October 11, 2011 - January 23, 2020
LPL FINANCIAL LLC
October 11, 2011 - January 23, 2020
LPL FINANCIAL LLC
July 20, 2011 - October 11, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
July 11, 2011 - October 11, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
June 15, 2005 - July 1, 2011
SECURIAN FINANCIAL SERVICES, INC.
June 15, 2005 - July 1, 2011
CRI SECURITIES, LLC
February 24, 2004 - June 1, 2005
MORGAN STANLEY DW INC.
May 2, 2002 - February 24, 2004
WADDELL & REED
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/3/2025)
(6/9/2025)
Exams
Series 7TO
Date: 12/18/2022
General Securities Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
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