Jean-francois Lemonde
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jean-francois Lemonde, who also goes by Sean-francois Lemonde, was a registered financial professional .
Jean-francois is a previously registered financial professional and started their career in finance in 2001. Jean-francois had worked at 6 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2024 - August 5, 2025
SPROTT GLOBAL RESOURCE INVESTMENTS LTD
March 7, 2016 - November 16, 2020
DESJARDINS SECURITIES INTERNATIONAL INC.
March 13, 2012 - February 26, 2016
VIII CAPITAL CORP.
May 11, 2006 - March 7, 2012
GRIFFITHS MCBURNEY CORP.
March 17, 2003 - March 30, 2006
TD SECURITIES (USA) LLC
October 4, 2001 - March 19, 2003
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/29/2024
General Securities Representative ExaminationCurrent Firm
SPROTT GLOBAL RESOURCE INVESTMENTS LTD
CRD#: 35878 / SEC#: , 8-47039
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
