Simon C. Liu

RVW WEALTH LLC

Los Angeles, CA 90067

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CRD#: 4437958

Professional summary

Simon Chung-yee Liu, who also goes by Lui, is a registered financial advisor currently at RVW WEALTH LLC located in Los Angeles, California.

Simon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Simon has worked at 6 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lui

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Simon Chung-yee Liu's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 24, 2018 - Present

RVW WEALTH LLC

Office #1: 1880 Century Park East Ste. 200, Los Angeles, CA 90067

RIA

CRD#: 140451

Los Angeles, CA

Past

August 29, 2017 - April 30, 2018

HAROLD DAVIDSON & ASSOCIATES INC

RIA

CRD#: 110994

LOS ANGELES, CA

Past

August 8, 2016 - October 3, 2017

HCR WEALTH ADVISORS

RIA

CRD#: 108676

LOS ANGELES, CA

Past

July 29, 2011 - April 14, 2016

PACIFIC FINANCIAL STRATEGIES, INC

RIA

CRD#: 151434

THOUSAND OAKS, CA

Past

May 13, 2010 - June 16, 2011

DAAT ASSET MANAGEMENT

RIA

CRD#: 141469

WESTLAKE VILLAGE, CA

Past

January 2, 2007 - May 31, 2011

GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 137432

SANTA MONICA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RVW WEALTH LLC

JERUSALEM INVESTMENT FUND | THE JERUSALEM PORTFOLIO | RVW WEALTH LLC | RVW INVESTING, LLC | RVW INSURANCE SOLUTIONS, LLC

CRD#: 140451 / SEC#: 801-66674

RIA

Registered Investment Advisory firm - (7/21/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/29/2024)

IAR

Connecticut
(4/25/2018)

IAR

Illinois
(4/25/2018)

IAR

Texas
(4/25/2018)

IAR

Washington
(7/19/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/30/2006

Uniform Investment Adviser Law Examination

Current Firm

RVW WEALTH LLC

JERUSALEM INVESTMENT FUND | THE JERUSALEM PORTFOLIO | RVW WEALTH LLC | RVW INVESTING, LLC | RVW INSURANCE SOLUTIONS, LLC

CRD#: 140451 / SEC#: 801-66674

RIA

Registered Investment Advisory firm - (7/21/2006 Approved)

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Contact information

Main Address

1880 Century Park East Ste. 200, Los Angeles, CA 90067

Mailing Address

Phone number

(310) 945-4000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV (8/8/2025)

Regulatory assets under management

Total Number of Accounts	2,408
AUM (Assets Under Management)	$ 1,312,705,819

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Simon C. Liu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Simon Chung-yee Liu's CRS (Customer Relationship Summary).

Certified licenses

Experience

RVW WEALTH LLC

HAROLD DAVIDSON & ASSOCIATES INC

HCR WEALTH ADVISORS

PACIFIC FINANCIAL STRATEGIES, INC

DAAT ASSET MANAGEMENT

GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC

Primary Firm SEC Registration

RVW WEALTH LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/30/2006

Current Firm

RVW WEALTH LLC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RVW WEALTH LLC

TRUST BUT VERIFY

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