Amy L. Hong
KESTRA ADVISORY SERVICES
Anacortes, WA 98221
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CRD#: 4436786
Professional summary
Amy Lee Hong, CFP®, who also goes by Amy Hong, Amy Jung Lee, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Anacortes, Washington and KESTRA INVESTMENT SERVICES, LLC located in Anacortes, Washington.
Amy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Amy has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Amy Hong | Amy Jung Lee
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Amy Hong Investment Related: No Address: 4351 31st Ave W Seattle WA 98199 Nature of Business: Real Estate Position, Title or Relationship: Owner and landlord Start Date: 7/1/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Collect monthly rent, find tenants, maintain the building Name: STANFORD OVAL WASHINGTON POSITION: Washington Leadership Team NATURE: Volunteer Alumni Activities INVESTMENT RELATED: No #OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/21/2021 ADDRESS: 355 Galvez Street, Stanford CA 94305, United States DESCRIPTION: Match alumni interviewers with high school senior applicants ANACORTES SCHOOL DISTRICT SUPERINTENDENT ADVISORY POSITION: Council member NATURE: Public school district INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 08/15/2021 ADDRESS: 2202 M Avenue, Anacortes WA 98221, United States DESCRIPTION: Meet quarterly, provide guidance to issues brought up by district leadership Name: ECONOMIC DEVELOPMENT ALLIANCE OF SKAGIT COUNTY (EDASC) POSITION: Board of Director NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/27/2022 ADDRESS: 1932 E College Way, Suite B, Mount Vernon WA 98273, United States DESCRIPTION: Meeting monthly to oversee the organization's activities and help support its vision. Name: BARRETT FINANCIAL POSITION: Financial Advisor/Registered Rep NATURE: Mortgage/Lending Related INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/05/2018 ADDRESS: 1809 COMMERCIAL AVE, SUITE 10, Anacortes WA 98221 DESCRIPTION: Financial advising Name: KESTRA ADVISORY SERVICES POSITION: Financial Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 120 START DATE: 03/11/2020 ADDRESS: 5707 Southwest Pkwy. #2-400, Austin TX 78735 DESCRIPTION: Advisory work with clients Name: BRIGHT SPRING LLC POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2026 ADDRESS: 913 7th St, Anacortes WA 98221, United States DESCRIPTION: Owner Name: BRIGHT WATER LLC POSITION: Owner NATURE: Owns Barrett Financial INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2025 ADDRESS: 1809 Commercial Ave, Anacortes WA 98221, United States DESCRIPTION: Bright Water LLC owns Barrett Financial (and still using Barrett as DBA). Name: 4351 31ST AVE W POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2017 ADDRESS: 4351 31st Ave W, Seattle WA 98199, United States DESCRIPTION: This is an investment property and I am the owner and landlord
CRS (Client Relationship Summary) - RIA
Click below to view Amy Lee Hong's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
March 11, 2020 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1809 Commercial Avenue Suite 100, Anacortes, WA 98221RIA
CRD#: 283330
Anacortes, WA
Current
November 14, 2019 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1809 Commercial Avenue Suite 100, Anacortes, WA 98221BD
CRD#: 42046
Anacortes, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/12/2024)
RR
California(1/12/2024)
RR
Colorado(1/12/2024)
RR
Delaware(3/8/2024)
RR
Florida(1/12/2024)
RR
Hawaii(10/29/2025)
RR
Illinois(1/12/2024)
RR
Iowa(1/12/2024)
RR
Maryland(1/12/2024)
RR
Michigan(1/12/2024)
RR
Minnesota(1/12/2024)
RR
Missouri(1/12/2024)
RR
Montana(1/12/2024)
RR
Nebraska(1/12/2024)
RR
Nevada(7/15/2024)
RR
New Mexico(1/12/2024)
RR
New York(1/12/2024)
RR
North Dakota(1/12/2024)
RR
Oregon(5/15/2024)
RR
Rhode Island(1/12/2024)
RR
Utah(10/9/2024)
RR
Virginia(1/12/2024)
RR
Washington(3/2/2020)
IAR
Washington(3/11/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/14/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Anacortes, WA 98221TRUST BUT VERIFY
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