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JP

Jack E. Pratt

MARSHBERRY CAPITAL.
Plano, TX 75024
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CRD#: 4436736
JP

Professional summary


Jack Eldon Pratt III, who also goes by Jack Eldon Pratt III, Jack Eldon Pratt, is a registered financial professional currently at MARSHBERRY CAPITAL, LLC. located in Plano, Texas.

Jack is registered as a RR (Registered Representative) and started their career in finance in 2001. Jack has worked at 4 firms and has passed the Series 63, Series 66, Series 7TO, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jack Eldon Pratt Iii | Jack Eldon Pratt

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jack Eldon Pratt III's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 21, 2022 - Present

MARSHBERRY CAPITAL, LLC.

Office #1: 7160 N. Dallas Pkwy, #530, Plano, TX 75024
BD
CRD#: 157384
Plano, TX
Past

June 15, 2010 - January 18, 2011

CAPFINANCIAL SECURITIES, LLC.

RIA
CRD#: 126291
DALLAS, TX
Past

June 15, 2010 - January 18, 2011

CAPFINANCIAL SECURITIES, LLC.

BD
CRD#: 126291
DALLAS, TX
Past

September 24, 2009 - June 16, 2010

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
DALLAS, TX
Past

November 5, 2007 - June 16, 2010

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
DALLAS, TX
Past

December 5, 2001 - July 10, 2003

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(8/14/2025)
RR
California
(10/21/2024)
RR
Maine
(10/21/2024)
RR
Missouri
(7/11/2025)
RR
Oklahoma
(10/21/2024)
RR
Texas
(10/5/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 7/14/2022
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 9/22/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/12/2022
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 6/21/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


MC
MARSHBERRY CAPITAL, LLC.
MARSHBERRY CAPITAL, INC. | MARSHBERRY CAPITAL, LLC.

CRD#: 157384 / SEC#: , 8-68848

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
28601 Chagrin Boulevard Suite 400, Woodmere, OH 44122
Mailing Address
28601 Chagrin Boulevard Suite 400, Woodmere, OH 44122
Phone number
(440) 354-3230
Established
Ohio since 11/24/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (45 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
MARSH, BERRY & COMPANY, LLCPARENT
HENDERSON, STUART ROBERTFINOP1121476
METZ, MICHAEL JAMESCFO & PRINCIPAL OPERATIONS OFFICER6367067
STOVER, MELISSA MARIECHIEF COMPLIANCE OFFICER6155694
WEPLER, JOHN MARTINCEO5914183

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MARSHBERRY CAPITAL, LLC.

CRD#: 157384Plano, TX 75024

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