Julie H. Jee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julie Hayon Jee, who also goes by Julie Hayon Hwang, was a registered financial professional .
Julie is a previously registered financial professional and started their career in finance in 2001. Julie had worked at 5 firms and has passed the Series 66, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2012 - December 18, 2012
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
May 14, 2010 - September 23, 2011
NYLIFE SECURITIES LLC
April 5, 2010 - April 20, 2010
WADDELL & REED
March 8, 2010 - April 20, 2010
WADDELL & REED
July 24, 2007 - February 1, 2008
UBS FINANCIAL SERVICES INC.
March 30, 2007 - February 1, 2008
UBS FINANCIAL SERVICES INC.
September 7, 2001 - April 4, 2005
BROWN BROTHERS HARRIMAN & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
CRD#: 7834 / SEC#: , 8-22992
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
