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Craig D. Coen
CETERA INVESTMENT ADVISERS LLC
WARRENSBURG, MO 64093
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CRD#: 4436217
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Professional summary
Craig Dee Coen, AIF®, ChFC®, CLU® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Warrensburg, Missouri and CETERA ADVISORS LLC located in Warrensburg, Missouri.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Craig has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.NAME OF OTHER BUSINESS: MURDOCK BANNER FINANCIAL GROUP LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 6/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: CO-OWNER BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNER 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 12/2017; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE; 3. NAME OF OTHER BUSINESS: UNIVERSITY OF CENTRAL MISSOURI ALUMNI FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BOARD OF DIRECTORS; START DATE: 09/2022; POSITION: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: ATTEND 3 BOARD OF DIRECTORS MEETINGS PER YEAR, PARTICIPATE IN INVESTMENT COMMITTEE;
CRS (Client Relationship Summary) - RIA
Click below to view Craig Dee Coen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 206 S Holden, Warrensburg, MO 64093RIA
CRD#: 105644
WARRENSBURG, MO
Current
December 20, 2010 - Present
CETERA ADVISORS LLC
Office #1: 206 S Holden, Warrensburg, MO 64093BD
CRD#: 10299
Warrensburg, MO
Past
December 20, 2010 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
March 2, 2006 - December 23, 2010
U.S. BANCORP INVESTMENTS, INC.
RIA
CRD#: 17868
CAMDENTON, MO
Past
December 1, 2001 - December 23, 2010
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
CAMDENTON, MO
Past
August 16, 2001 - December 1, 2001
FIRSTAR INVESTMENT SERVICES,INC.
BD
CRD#: 14536
MORRIS PLAINS, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/5/2017)
RR
Arizona(1/4/2017)
RR
Arkansas(1/4/2017)
RR
California(1/4/2017)
RR
Colorado(1/12/2017)
RR
Connecticut(1/4/2021)
RR
Florida(1/5/2017)
RR
Georgia(1/9/2017)
RR
Hawaii(1/4/2017)
RR
Idaho(1/4/2017)
RR
Illinois(1/5/2017)
RR
Indiana(1/5/2017)
RR
Iowa(1/4/2017)
RR
Kansas(3/1/2011)
RR
Kentucky(1/4/2017)
RR
Massachusetts(1/4/2017)
RR
Michigan(1/5/2017)
RR
Minnesota(1/5/2017)
RR
Mississippi(1/4/2017)
RR
Missouri(12/20/2010)
IAR
Missouri(3/21/2024)
RR
Nebraska(1/4/2017)
RR
Nevada(4/28/2011)
RR
New Hampshire(5/28/2024)
RR
New Mexico(1/4/2017)
RR
New York(1/3/2017)
RR
North Carolina(1/5/2017)
RR
Ohio(1/3/2017)
RR
Oklahoma(1/5/2017)
RR
Oregon(5/29/2014)
RR
Pennsylvania(6/26/2012)
RR
South Carolina(1/4/2017)
RR
South Dakota(1/4/2017)
RR
Tennessee(1/6/2017)
RR
Texas(1/7/2013)
IAR
Texas(3/21/2024)
RR
Utah(1/3/2024)
RR
Virginia(6/11/2013)
RR
Washington(1/4/2017)
RR
Wisconsin(7/23/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Warrensburg, MO 64093TRUST BUT VERIFY
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