Cass I. Tokarski

WRIGHT COVE CAPITAL

HILTON HEAD, SC 29928

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CRD#: 4435865

Professional summary

Cass Istvan Tokarski, CIMA® is a registered financial advisor currently at WRIGHT COVE CAPITAL located in Hilton Head, South Carolina.

Cass is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Cass has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 3 QUID LLC; INVESTMENT RELATED; 175 ROYALL POINT RD, YARMOUTH, ME 04096; 3 QUID LLC INVESTS IN START-UP BUSINESSES AND REAL ESTATE; MEMBER/MANAGER SINCE 09/2020; 2-3 HOURS/MONTH DEVOTED, 0-1 HOURS DURING SECURITIES TRADING HOURS; DUTIES: PASSIVE INVESTOR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cass Istvan Tokarski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

March 11, 2020 - Present

WRIGHT COVE CAPITAL

Office #1: 1000 William Hilton Parkway Suite J15-b, Hilton Head, SC 29928

RIA

CRD#: 307252

HILTON HEAD, SC

Past

July 1, 2014 - November 20, 2018

CANTOR FITZGERALD & CO.

CRD#: 134

NEW YORK, NY

Past

March 28, 2005 - April 2, 2014

NATWEST MARKETS SECURITIES INC.

CRD#: 11707

STAMFORD, CT

Past

September 2, 2003 - April 1, 2005

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

October 10, 2001 - September 9, 2003

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WRIGHT COVE CAPITAL

WRIGHT COVE CAPITAL | WRIGHT COVE CAPITAL, LLC

CRD#: 307252 / SEC#: 801-132151

RIA

Registered Investment Advisory firm - (3/12/2025 Approved)

Connecticut

Registered Investment Advisory firm - (12/6/2021 Terminated)

Maine

Registered Investment Advisory firm - (3/31/2025 Terminated)

New York

Registered Investment Advisory firm - (3/13/2025 Terminated)

South Carolina

Registered Investment Advisory firm - (3/13/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(5/11/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/12/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/18/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/9/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/11/2008

General Securities Principal Examination

Current Firm

WRIGHT COVE CAPITAL

WRIGHT COVE CAPITAL | WRIGHT COVE CAPITAL, LLC

CRD#: 307252 / SEC#: 801-132151

RIA

Registered Investment Advisory firm - (3/12/2025 Approved)

Connecticut

Registered Investment Advisory firm - (12/6/2021 Terminated)

Maine

Registered Investment Advisory firm - (3/31/2025 Terminated)

New York

Registered Investment Advisory firm - (3/13/2025 Terminated)

South Carolina

Registered Investment Advisory firm - (3/13/2025 Terminated)

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Contact information

Main Address

15 Baxter Blvd, Portland, ME 04101

Mailing Address

Phone number

(207) 400-1392

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A: FIRM BROCHURE (3/13/2025)

Regulatory assets under management

Total Number of Accounts	114
AUM (Assets Under Management)	$ 100,609,258

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Cass I. Tokarski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cass Istvan Tokarski's CRS (Customer Relationship Summary).

Certified licenses

Experience

CANTOR FITZGERALD & CO.

NATWEST MARKETS SECURITIES INC.

UBS SECURITIES LLC

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

WRIGHT COVE CAPITAL

State Registrations and Notice Filings

Exams

Series 65

Date: 12/12/2019

Series 63

Date: 8/18/2001

SIE

Date: 10/1/2018

Series 7

Date: 10/9/2001

Series 24

Date: 8/11/2008

Current Firm

WRIGHT COVE CAPITAL

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WRIGHT COVE CAPITAL

TRUST BUT VERIFY

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