Dustin G. Barrales

STRATEGIC ADVISERS LLC | Financial Consultant

FANKFORT, IL

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CRD#: 4434890

Professional summary

Dustin Gottfried Barrales, who also goes by Dustin G Barrales, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Fankfort, Illinois and FIDELITY BROKERAGE SERVICES LLC located in Orland Park, Illinois.

Dustin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Dustin has worked at 12 firms and has passed the Series 66, SIE, Series 55, Series 31, Series 7 and Series 24 exams.

Biography

I have been with in the Financial Services Industry for over 20 years.  I have a true passion for wealth planning and helping clients pursue their goals. Fidelity is a trusted brand with dedication and integrity that match my own. I help my clients and their families develop, implement, and maintain customized financial plans so they can have confidence regardless of market conditions.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dustin G Barrales

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dustin Gottfried Barrales's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

Lewis University

Bachelor of Science (BS) - Finance & Marketing

2002

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 15105 S. Lagrange Road, Orland Park, IL 60462-3708

RIA

CRD#: 104555

FANKFORT, IL

Current

November 1, 2019 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 15105 S. Lagrange Road, Orland Park, IL 60462

CRD#: 7784

Orland Park, IL

Past

November 5, 2019 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

ORLAND PARK, IL

Past

April 24, 2015 - January 22, 2016

LEGEND EQUITIES CORPORATION

CRD#: 30999

Schaumburg, IL

Past

April 15, 2015 - October 15, 2019

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

SCHAUMBURG, IL

Past

March 2, 2015 - October 15, 2019

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

SCHAUMBURG, IL

Past

August 1, 2011 - March 4, 2015

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

Past

October 6, 2009 - December 31, 2010

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

RIA

CRD#: 105790

DOWNERS GROVE, IL

Past

September 30, 2009 - July 25, 2011

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

DOWNERS GROVE, IL

Past

April 23, 2007 - April 1, 2009

THINKEQUITY LLC

CRD#: 44274

CHICAGO, IL

Past

April 18, 2007 - April 1, 2009

THINKEQUITY LLC

RIA

CRD#: 44274

CHICAGO, IL

Past

September 8, 2004 - August 29, 2006

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

ORLAND PARK, IL

Past

June 29, 2004 - August 29, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

ORLAND PARK, IL

Past

May 21, 2002 - November 18, 2002

DRIEHAUS SECURITIES LLC

CRD#: 8197

CHICAGO, IL

Past

August 15, 2001 - August 29, 2001

DRIEHAUS SECURITIES LLC

CRD#: 8197

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/21/2023)

Arizona
(11/1/2019)

Arkansas
(7/8/2022)

California
(6/29/2020)

Delaware
(3/25/2023)

Florida
(11/1/2019)

Georgia
(6/29/2020)

Illinois
(11/1/2019)

IAR

Illinois
(3/31/2025)

Indiana
(11/1/2019)

Iowa
(6/26/2020)

Louisiana
(7/8/2022)

Michigan
(11/1/2019)

Nevada
(12/7/2020)

North Carolina
(3/4/2022)

Oregon
(1/7/2022)

Pennsylvania
(6/29/2020)

Puerto Rico
(7/19/2024)

Tennessee
(5/6/2022)

Texas
(4/23/2020)

IAR

Texas
(3/31/2025)

Utah
(12/10/2024)

Washington
(6/4/2021)

Wisconsin
(11/1/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/15/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 6/12/2007

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 31

Date: 11/11/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/14/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/27/2015

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Dustin G. Barrales

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dustin Gottfried Barrales's CRS (Customer Relationship Summary).

Certified licenses

Education

Lewis University

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

LEGEND EQUITIES CORPORATION

CETERA INVESTMENT ADVISERS LLC

CETERA FINANCIAL SPECIALISTS LLC

DWS DISTRIBUTORS, INC.

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

JOHN HANCOCK DISTRIBUTORS LLC

THINKEQUITY LLC

THINKEQUITY LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

DRIEHAUS SECURITIES LLC

DRIEHAUS SECURITIES LLC

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/15/2015

SIE

Date: 10/1/2018

Series 55

Date: 6/12/2007

Series 31

Date: 11/11/2004

Series 7

Date: 8/14/2001

Series 24

Date: 9/27/2015

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

Contact information

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